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Since 1991, FirstSouthwest Asset Management has worked closely with governmental entities nationwide to deliver expertise across three primary areas:

  • Investment Management
  • Arbitrage Rebate Compliance Services
  • Texas Government Investment Pools  

As public sector investment officers are asked to do more with fewer resources, our professionals are partnering closely with each client to ease this burden while delivering the benefits of our knowledge and experience.

 

Advisory services offered through First Southwest Asset Management Inc., a SEC-registered investment advisor.

Economic Insights

WOW! STRONG JOB GROWTH IN JANUARY SURPRISES ...EVERYONE

Friday, Feb 3, 2012
 
A SURGE IN PAYROLL GROWTH RAISES TIGHTENING QUESTIONS
The U.S. Department of Labor Statistics reported this morning that January nonfarm payrolls rose by an unexpected 243k, far surpassing the median forecast of 140k as well as estimates from all 89 economists surveyed by Bloomberg News.  In addition, December payrolls, once thought to be overstated, were actually revised upward from 200k to 203k, while November’s payroll numbers were boosted up from 100k to 157k. In the last 16 months, total job gains have exceeded 2.5 million, while private payrolls have grown by over 2.8 million.
 
The January gains were widespread as manufacturing added 50k jobs, health care 31k, food service and drinking establishments 33k, construction 21k and department stores 19k.  Governments trimmed payrolls by another 14k positions, and have shed a total of 276k over the past year.      

The unemployment rate unexpectedly dropped from 8.5% to 8.3% in January, and has now fallen by 8/10th of a point in the last five months. Experts had predicted no change.  The cycle peak was 10% in October 2009.  No doubt, the January figure was a shock to Fed officials, as it was just a week earlier that Bernanke said the U.S. economy wasn’t growing fast enough to push the unemployment rate significantly lower.       
 
The total number of unemployed persons fell to 12.8 million.  A year ago, this number was 13.9 million. The number of long-term unemployed (27 weeks or more) was little changed at 5.5 million.  Americans working part-time who would prefer to be working full-time, was also little changed at 8.2 million.  Another 2.8 million were “marginally attached” to the labor force, meaning they weren’t being counted as unemployed because they hadn’t looked for work in the four weeks preceding the survey, but were available for work and had looked for a job at some point during the past 12 months. Of these, 1.1 million were classified as “discouraged” believing no job was available to them. The “underemployment rate” or U6 measure, which factors in everyone who would accept a fulltime position if one were offered, fell from 15.2% to 15.1%.  This broad U6 measure had peaked in October 2009 at 17.2%.    
 
The underlying numbers suggest that January hires were not a fluke as the manufacturing workweek increased by 0.3 hour to 40.9, factory overtime rose 0.1 hour to 3.4 hours, the average workweek for all employees rose from a previously reported 34.4 hours to 34.5, and average hourly earnings increased by 4 cents to $23.29.     
 
Capital Economics described this morning’s report as “unequivocally strong,” pointing to “a rapidly improving labor market,” although they “remain skeptical.”  Mizuho believes unseasonably warm weather across the U.S. may be a contributing factor in the better-than-expected January data.  But, little has been dredged up at this point to suggest there isn’t some legitimacy to what appears to be a solid hiring trend establishing itself in the private sector.
 
The takeaway for many seems to be that the Fed will have to think long and hard about launching another round of quantitative easing, and in the minds of many, the late 2014 timeframe for the initial rate hike may have been bumped forward by a few months.   
 
Although the short end of the curve is nearly unchanged, the long end has traded off significantly since the data release.  The 10-year Treasury yield is up 11 basis points, while the 30-year bond yield is 15 bps higher.    
 
The DOW is up 140 points with the news that more Americans are finding work, which in theory should mean more dollars in consumer’s pockets …and improved economic growth. 
 
I sure hope so. 
  
On a side note, catch the Oscar-nominated documentary “Undefeated” if it shows up in local theaters this month. It’s a cross between “the Blind Side” and “Friday Night Lights.” Filmmakers honestly caught lightning in a bottle on this one. Inspiring. Amazing.        
    
MARKET INDICATIONS AS OF 9:15 A.M. CENTRAL TIME
DOW
UP 137 to 12,842
NASDAQ
UP 34 to 2,893
S&P 500
UP 13 to 1,336
1-Yr T-bill
current yield 0.12%; opening yield 0.12%
2-Yr T-note
current yield 0.23%; opening yield 0.22%
5-Yr T-note
current yield 0.77%; opening yield 0.71%
10-Yr T-note
current yield 1.93%; opening yield 1.82%
30-Yr T-bond
current yield 3.15%; opening yield 3.00%

 


SOLID ECONOMIC NUMBERS BOOST STOCKS

Wednesday, February 1, 2012
 
FACTORY INDEX AT FASTEST PACE IN SEVEN MONTHS
 
This morning, the ISM manufacturing index reached its highest level since June as the January reading rose from 53.1 to 54.1.  Although this fell just short of the median forecast, any number above the 50 mark signals expansion in the factory sector. In December 2008, the index had fallen to a record low of 33.1. The high point during the past six years actually came in January of 2011 at 59.9. 

Also this morning, December construction spending rose by 1.5%, topping analyst’s estimates for a lesser 0.5% gain.  The spending pace was the fastest since August and suggests that housing inventories have finally normalized …even though home sales are still anemic by historical standards. 

The ADP employment index showed businesses had added 170k workers in January, after a revised 292k gain in December.  The ADP figure, according to a number of analysts this morning, is consistent with non-farm payroll growth of about 150k.  The Labor Department will release a much anticipated January employment report on Friday morning.  The most recent Bloomberg News median forecast shows 145k new jobs, although a number of experts anticipate a lower payroll number as a result of poor seasonal adjustments related to courier service jobs that distorted the December data.       
 
The upbeat news this morning has helped push stocks higher, hopefully ending the first four-day slide since August. Treasury yields are slightly higher, but still near record lows along much of the yield curve.       
 
In other news, the FOMC’s official statement from the January meeting has pushed short-term rates to record lows along several points on the curve, but not all Fed members are in agreement with the late 2014 timeframe for initial easing.  On Monday, Philadelphia Fed President Plosser said he believes interest rates will have to rise sooner.  Plosser also disagreed with the new format which includes each member’s individual forecasts, saying the FOMC “…needs to be patient and stop thinking we need to be doing more."
 
On Tuesday, the Conference Board’s January consumer confidence index fell from 64.8 to 61.1. This was a surprise to analysts as the median Bloomberg forecast was for an optimistic rise to 68.    
 

MARKET INDICATIONS AS OF 10:40 A.M. CENTRAL TIME
DOW
UP 141 to 12,774
NASDAQ
UP 31 to 2,844
S&P 500
UP 14 to 1,322
1-Yr T-bill
current yield 0.12%; opening yield 0.11%
2-Yr T-note
current yield 0.22%; opening yield 0.21%
5-Yr T-note
current yield 0.72%; opening yield 0.71%
10-Yr T-note
current yield 1.83%; opening yield 1.80%
30-Yr T-bond
current yield 2.98%; opening yield 2.94%

 

 


FED STATEMENT MORE DOVISH THAN EXPECTED

Wednesday, January 25, 2012
 
THREE YEARS DOWN, THREE TO GO
Following a much anticipated two-day FOMC meeting, Fed officials announced this afternoon that they expect economic conditions to “warrant exceptionally low levels of the federal funds rate at least through late 2014.” In other words, they expect to keep the overnight rate at 0 to 0.25% until late 2014.  Prior to this afternoon, the Fed had targeted mid-2013 as the period in which they anticipated raising rates for the first time since December 2008. 
 
In essence, the FOMC has just eased monetary policy further by explicitly stating their expectation to hold rates steady until late 2014. Although recent economic data has been encouraging, the FOMC noted “unemployment remains elevated …growth in business fixed investment has slowed, and the housing market remains depressed.” The Fed also alluded to the problems emanating from Europe stating, “Strains in global financial markets continue to pose significant downside risks to the economic outlook.” Clearly, the Fed is not convinced that recent strength in some data is sufficient to cure the economy’s ills.
 
The Fed also released the economic and interest rate projections of its committee members. There were no real surprises or shocking revelations in the economic projections, which, as one would have expected, generally reflect an economy growing at a modest pace, elevated unemployment, and subdued inflation. The interest rate projections were a little more surprising, particularly with respect to the appropriate timing of policy firming. Of the 17 committee members, three felt it would be appropriate to firm later this year, another three in 2013. These were offset by four members targeting 2015 and two 2016 as the time to begin tightening interest rates. The remaining five members thought 2014 was the most appropriate time.
 
The range of projections for the target fed funds rate at year-end was quite wide as well. Expectations for the end of 2014 ranged from 0.25% to 2.75%. This is a fairly wide dispersion of expectations and highlights the difficulty of making long range projections as well as the wide range of opinions represented on the committee. No doubt the deliberations were lively. With 11 of the 17 members expecting tightening to occur before the end of 2014, these projections seem to be somewhat at odds with the aforementioned “late 2014” included in the official statement. It will be interesting to see how the Fed spins this in the coming days and weeks.
 
The FOMC cut the target fed funds rate to its current range of 0 to 0.25% in December 2008, so we have already been at these levels for more than three years. If we do indeed make it to late 2014, it will have been a remarkable six years with the primary overnight lending rate essentially at zero.
 
Financial instruments across the board have rallied on today’s news. Stocks are higher, commodities are higher, and bond prices are higher- pushing yields lower.

MARKET INDICATIONS AS OF 3:21 P.M. CENTRAL TIME
DOW
Up 83 to 12,759
NASDAQ
Up 32 to 2,818
S&P 500
Up 11 to 1,326
1-Yr T-bill
current yield 0.097%; opening yield 0.102%
2-Yr T-note
current yield 0.223%; opening yield 0.235%
5-Yr T-note
current yield 0.80%; opening yield 0.90%
10-Yr T-note
current yield 2.00%; opening yield 2.06%
30-Yr T-bond
current yield 3.15%; opening yield 3.15%

JANUARY 2012 BLOOMBERG INTEREST RATE AND ECONOMIC FORECAST

Tuesday, January 24, 2012
 
From January 6 through January 11, 2012, Bloomberg News surveyed 72 top economists for their most recent opinions on the U.S. economy and interest rates. The following are summaries of their responses:
 
The Economic Forecast
 
Unemployment Rate - The median forecast for Q1 2012 unemployment is 8.6%. The median forecast for the next five quarters are 8.5%, 8.5%, 8.4%, 8.3% and 8.2%.
 
The U.S. economy added 200k jobs in December, exceeding expectations of 155K. Private payrolls rose 212K and have averaged +155K over the last three months. But, more than 42K of those private payrolls were in “courier and messenger” hiring, as might be expected from companies like FedEx and UPS leading up to the busy Christmas delivery season. Retail payrolls grew by 28K, and given the seasonal nature of such hires, many observers expect the coming months’ employment reports to give back many of the recent gains. The unemployment rate fell for the fourth consecutive month to 8.5%, its lowest level since February 2009.
 
Like the official unemployment rate, the broader U-6 unemployment rate also fell for the fourth straight month, down to 15.2% in December from 15.7% the month before. Citing the release of seasonal workers and a weaker economy in the second half of 2012, Bank of America economists find it “hard to see how this lasts; the next move on the unemployment rate is likely up.”
 
Real GDP (annualized economic growth) - The median GDP growth forecast for Q4 2011 is +3.0%. The median forecast for the next six quarters are +2.0%, +2.15%, +2.3%, +2.5%, +2.3% and +2.5%.
 
Due to be released later this week, Q4 GDP is expected to be at 3.0%, ending the year with a nice bounce from the first half’s lackluster showing. As recently as last month, most expected Q4 growth closer to 3.5%, but with weaker than expected December retail sales and a widening trade gap, those earlier forecasts have been revised lower.
 
Q4 started out strong as electronic sales soared, buoyed in part by the release of Apple’s latest iPhone in October. Online shopping also gave a big boost to Q4 retail sales, with online sales soaring in October and November, up 15% from the same period one year before. November was also boosted by some stores remaining open rather than closing on Thanksgiving Day, and deep discounts offered throughout the Christmas shopping season. But with the glut of early bargain shopping past, December sales disappointed, growing by only 0.1% for the month, and actually falling 0.2% when excluding auto sales. High unemployment, low savings, and wealth destruction continue to restrain consumers’ ability to spend. The antidote most widely suggested is sustained job creation to generate income growth, but the question remains how best to make that happen.
 
Consumers did feel better about the economy in early January, according to the University of Michigan’s consumer sentiment index, which increased from 69.9 in December to 74.0.
 
Consumer Prices - The median annualized consumer inflation forecast for Q1 2012 is +2.4%. The median forecast for the next five quarters are +2.2%, +1.8%, +2.1%, +2.2% and +2.2%.
 
The Producer Price Index (PPI) fell 0.1% on lower gasoline and food prices during December, moving the year-over-year rate down a point to 4.8%. Core PPI was higher by 0.3% during the month, slightly higher than expected, and  boosting the yearly pace up to 3.0%. 
 
For the second consecutive month, the headline Consumer Price index (CPI) was unchanged in December, and 3.0% higher for the year. Excluding food and energy, the core CPI rose 0.1% and was up 2.2% year-over-year. 
 
The Interest Rate Forecast
 
Overnight Fed Funds - The MEDIAN fed funds forecast for Q4 2011 is 0.25%. The MEDIAN forecast for the next five quarters are 0.25%, 0.25%, 0.25%, 0.25% and 0.25%. The current fed funds target rate is a range between 0.00% and 0.25%.
 
In the Fed’s minutes from the December FOMC meeting, they painted a relatively bleak picture of economic prospects. The minutes cited several factors that would act to “restrain” the pace of economic expansion: an only gradual decline in the unemployment rate, unsettled financial markets, fiscal tightening in the United States, high levels of uncertainty among households and businesses, a continued weak housing market, and continued  household deleveraging.
 
The minutes also revealed Fed officials’ intentions to provide more transparency by publishing their interest rate projections, and maybe more importantly, each participant’s expectation for the "likely timing of the first increase in the target range."
 
In the Fed Funds futures market, the first rate hike is being priced in at February 2014. However, analysts at Bank of America are expecting rates to “remain on hold until Q3 2014, and reaching just 50 bp by the end of 2014.”
 
Two-year Treasury-note - The average 2-year yield forecast for Q1 2012 is 0.29%. The average yield forecast for the next fivequarters are 0.36%, 0.45%, 0.55%, 0.70% and 0.89%. The current 2-yr Treasury yield is 0.24%.
 
Q1 2012
Q2 2012
Q3 2012
Q4 2012
Q1 2013
Q2 2013
Current Survey
(January 2011)
0.29%
0.36%
0.45%
0.55%
0.70%
0.89%
Prior Survey
(December 2011)
0.33%
0.42%
0.55%
0.67%
0.91%
1.12%
 
10-year Treasury-note - The average 10-year yield forecast for Q1 2012 is 2.03%. The average forecast for the next five quarters are 2.18%, 2.37%, 2.58%, 2.76% and 2.97%. The current 10-year yield is 2.06%.
 
Q1 2012
Q2 2012
Q3 2012
Q4 2012
Q1 2013
Q2 2013
Current Survey
(January 2011)
2.03%
2.18%
2.37%
2.58%
2.76%
2.97%
Prior Survey
(December 2011)
2.22%
2.41%
2.59%
2.77%
2.97%
3.17%
 
30-year Treasury-bond - The average 30-year yield forecast for Q1 2012 is 3.09%. The average forecast for the next five quarters are 3.24%, 3.43%, 3.64%, 3.77% and 3.98%. The current 30-year yield is 3.14%.
 
Q1 2012
Q2 2012
Q3 2012
Q4 2012
Q1 2013
Q2 2013
Current Survey
(January 2011)
3.09%
3.24%
3.43%
3.64%
3.77%
3.98%
Prior Survey
(December 2011)
3.24%
3.41%
3.6%
3.79%
4.02%
4.21%


MARKET INDICATIONS AS OF 11:30 A.M. CENTRAL TIME
DOW
Down 45 to 12,663
NASDAQ
Down 1 to 2,783
S&P 500
Down 2.6 to 1,308
1-Yr T-bill
current yield 0.10%; opening yield 0.10%
2-Yr T-note
current yield 0.24%; opening yield 0.24%
5-Yr T-note
current yield 0.91%; opening yield 0.89%
10-Yr T-note
current yield 2.06%; opening yield 2.04%
30-Yr T-bond
current yield 3.16%; opening yield 3.12%

MORE POSITIVE NEWS BOLSTER OUTLOOK

Thursday, January 19, 2012
 
SUCCESSFUL BOND AUCTIONS IN EUROPE
There is a heavy slate of data due out today and at first glance, it appears most of it is positive. Let’s start across the pond where we got some encouraging signals from successful bond auctions in France and Spain. The Spanish government had planned to sell €4.5 billion of bonds maturing in 2016, 2019, and 2022. Demand was stronger than expected, however, which allowed Spain to increase the size by 50% to €6.6 billion. Yields on Spanish 10-year debt, at about 5.18% this morning, are higher following the auction, but well below the 6.78% reached back in November. France, despite their recent downgrade from AAA to AA+ by S&P, saw good demand for its €8 billion auction of two to four-year notes. The solid auctions are a positive development and reflect the success of the ECB’s recently introduced long-term refinancing operations (LTRO).

U.S. DATA WINNING STREAK CONTINUES
Turning to domestic news, the consumer price index was unchanged in December and up 3.0% year-over-year. The year-over-year rate is well off the 3.9% peak reached last September and will reinforce the Fed’s stance that price pressures are abating. Excluding food and energy, the core CPI rose 0.1% in December and 2.2% on the year. The results were right in line with expectations. Inflation should moderate further in the months ahead due to favorable year over year comparisons and weaker economic performance outside of the U.S.
 
First time claims for unemployment benefits fell sharply in the latest week. After surging to a revised 402k in the prior week, initial jobless claims fell to 352k for the week ended January 14th, setting another post-recession low. Problems with seasonal adjustments are likely contributing to the volatility, but the trend is very encouraging. The four-week moving average declined to 379k.
 
On the surface December housing starts appeared fairly weak, falling 4.1% to an annual rate of 657k, well below expectations for a 680k annual pace. However, the drop reflected a 20.4% decline in multi-family starts that reversed much of last month’s outsized 25% gain in that category. Single-family starts actually rose by 4.4% in December. For all of 2011, there were 606,900 homes started, up from 587,000 in 2010, primarily driven by multi-family units. During the peak of the housing boom, starts were running at better than a 2 million annual rate. New home construction continues to bounce along the bottom with a slight upward bias in recent months, but at least the free fall has stopped.
 
Interest rates on the short-end are anchored by Fed policy and have shown little reaction to today’s data. Further out the curve, bonds are selling off, pushing yields higher. After reaching an intraday low of 1.83% on Wednesday, the 10-year has moved up to 1.96% this morning. The 30-year has moved above 3% for the first time in a week. The major stock indices are all in positive territory for the week.

MARKET INDICATIONS AS OF 9:55 A.M. CENTRAL TIME
DOW
Up 24 to 12,603
NASDAQ
Up 18 to 2,788
S&P 500
Up 5 to 1,313
1-Yr T-bill
current yield 0.102%; opening yield 0.102%
2-Yr T-note
current yield 0.23%; opening yield 0.226%
5-Yr T-note
current yield 0.844%; opening yield 0.804%
10-Yr T-note
current yield 1.965%; opening yield 1.898%
30-Yr T-bond
current yield 3.033%; opening yield 2.95%

EUROPE FLOUNDERS WHILE U.S. IMPROVEMENT CONTINUES

Wednesday, January 18, 2012
 
EUROPEAN PROBLEMS INTENSIFY
Late last Friday, S&P announced that it had downgraded the sovereign debt of nine Eurozone countries including France and Austria, both of whom were cut from AAA to AA+.  Since France and Austria guarantee about 40% of the long-term debt of the €440 billion European Financial Stability Fund, its rating was also downgraded from AAA to AA+.  Italy, Portugal and Spain were all downgraded two notches.  Spain is now rated A, Portugal BB, and Italy joins Ireland at BBB+.  For anyone keeping track, Finland, Germany, Luxembourg and the Netherlands are all still AAA, while Greece brings up the rear with a rating of CC.  Speaking of Greece, critical negotiations between the Greek government and private bondholders broke down on Friday, threatening the latest stack of bailout money.  And amidst a deteriorating financial landscape, Capital Economics wrote “the Eurozone is slipping into a recession which we expect to be deep and prolonged and to result in the break-up of the single currency area.”  San Francisco Fed President John Williams recently forecasted GDP growth of 2.5% for 2012, but pointed to Europe as a risk that could threaten this growth, saying “European leaders have been working to solve this problem and they may be able to muddle through. But, if they fail, all bets are off.” 
 
STILL MORE SIGNS OF DOMESTIC IMPROVEMENT  
But as has been the case for many months, the U.S. doesn’t seem to be catching the European bug.  Last Friday, the University of Michigan consumer sentiment index rose by 4.1 points to 74.0, the highest level since last May, and yesterday, the Empire State (New York region) Manufacturing Index jumped from 8.2 to a nine-month high of 13.5.  In this index, any number above zero indicates expansion.  This morning, U.S. industrial production rebounded from a poor November showing to rise 0.4% in December.  Factory production, which makes up 75% of total output rose the most in a year, while capacity utilization rose to 78.1%, the highest level since July 2008.    
 
Also this morning, the Mortgage Bankers Association announced that its applications index had risen 23% last week, the biggest single week increase since July 2009.  The new purchase index climbed 10%, while the refi index jumped 26% to its highest level since August.  Mortgage apps are getting a boost from historically low lending rates.  Freddie Mac reported that the average rate on a 30-year fixed mortgage loan fell to a record low of 3.89% last week. By comparison, the average rate over the past decade, according to the Freddie Mac website, is 5.69%. 

MARKET INDICATIONS AS OF 9:58 A.M. CENTRAL TIME
DOW
UP 60 to 12,542
NASDAQ
UP 22 to 2,750
S&P 500
UP 8 to 1,297
1-Yr T-bill
current yield 0.10%; opening yield 0.10%
2-Yr T-note
current yield 0.22%; opening yield 0.22%
5-Yr T-note
current yield 0.79%; opening yield 0.78%
10-Yr T-note
current yield 1.86%; opening yield 1.86%
30-Yr T-bond
current yield 2.91%; opening yield 2.90%

HOLIDAY SHOPPING NUMBERS DISAPPOINT

Thursday, January 12, 2012
 
RETAIL SALES LESS THAN EXPECTED IN DECEMBER
Retail sales increased by just 0.1% in December, falling short of the 0.3% median forecast. As a consolation, November sales were revised upward by two-tenths from 0.2% to 0.4%.  If the volatile auto component is excluded, December sales dropped 0.2%. Based on earlier data collected, most experts thought the holiday buying season had been the best in years.  As it turned out, retail sales in the Christmas month seemed to be the worst since 2008 …although with internet sales up 15% from last year, it isn’t clear the picture’s complete. Still, analysts have begun reducing their fourth quarter GDP forecasts to reflect lower consumer spending.           

One of the positive economic stories from the fourth quarter had been a big drop in first-time claims for unemployment benefits.  Unfortunately, claims rose significantly during the first weekly tally in 2012.  Initial claims were expected to rise just slightly to the 375k mark, but instead jumped all the way to 399k, the highest in six weeks.  The four week moving average, which had been at the lowest level of the recovery cycle, rose to 382k.  Experts have concluded this morning that seasonal adjustments may have underestimated the number of seasonal employees who have subsequently been let go, but the net takeaway is that the labor market outlook has dimmed a bit.      
 
Treasury yields are virtually unchanged from opening levels, but stocks are down with the realization that the U.S. economy may be starting the year with a lesser head of steam than previously thought.   
 
GREEK WOES  
Although no longer drawing front page headlines, concern over Greece continues, as private debt holders try to negotiate a deal before March 20th when a $14.5 billion government bond payment is due. The Wall Street Journal online reported on Tuesday that Greek debt holders could be asked to accept a haircut of 60%, as the 50% write-down agreed to in October is no longer believed sufficient due to continued deterioration of the Greek economy. In return, the Greek government would be forced to make additional cuts in income and pensions.  Investors are still betting on a default as evidenced by the two-year Greek bonds trading at a record yield of 176% earlier in the week.
 
Investors are staying away from Greek debt, but flocking to German debt.  The last 6-month German bill auction was believed to have produced the first negative auction yield in history. Wells Fargo pointed out that the German government would receive 1.2 basis points from investors for issuing the bills.  For what its’ worth, the U.S. Treasury has set a zero percent floor on its own auctions. When yields turn negative, it’s a result of trading in the secondary market. 
 
MARKET INDICATIONS AS OF 9:42 A.M. CENTRAL TIME
DOW
DOWN 48 to 12,402
NASDAQ
DOWN 11 to 2,700
S&P 500
DOWN 4 to 1,284
1-Yr T-bill
current yield 0.10%; opening yield 0.10%
2-Yr T-note
current yield 0.23%; opening yield 0.23%
5-Yr T-note
current yield 0.83%; opening yield 0.82%
10-Yr T-note
current yield 1.92%; opening yield 1.91%
30-Yr T-bond
current yield 2.97%; opening yield 2.96%

 

 


A BETTER THAN EXPECTED LABOR REPORT FOR DECEMBER

Friday, January 6, 2012
 
DECEMBER EMPLOYMENT SURPRISES

The U.S. Bureau of Labor Statistics reported that nonfarm payrolls rose by 200k during the month of December, topping the median Bloomberg forecast of 155k, while the unemployment rate unexpectedly dropped to a three-year low. 
 
Although the number of government jobs fell by another 12k in December, bringing the 2011 total government job loss to 280k, private payrolls more than filled the gap with an increase of 212k during the month.   
 
Revisions to prior months subtracted a net 8k jobs, but for all of 2011, businesses added 1.64 million workers, the most since 2006, and significantly above the 2010 total of 940k.  Bloomberg News kept these gains in perspective by noting that 8.75 million workers had lost jobs during the recession.
 
The unemployment rate, calculated through a separate survey of U.S. households, unexpectedly fell from 8.7% to 8.5%, although much of this decline had to do with a lower denominator as the total labor force shrank by 194k. For all of 2011, unemployment averaged 8.9%, a respectable decline from 9.6% in 2010.
 
There were 945k Americans falling into the category of “discouraged workers” in December. Just one year ago, this number was 1.32 million. The number of persons employed “part-time for economic reasons” (involuntary part-time workers) fell by 371k to 8.1 million in December as many companies returned workers to fulltime status. The U6 unemployment rate, a much broader measure that includes everyone who would accept a full-time job if one were offered to them (including all of the discouraged workers and involuntary part-timers) fell from 15.6% to 15.2% in December. As recently as September, this rate was 16.4%.       

Factory sector jobs increased by 23k in December, capping the strongest year of manufacturing job growth since 1997.  Construction jobs increased by 17k, reflecting a significant jump in November housing starts. Retail jobs increased by 28k as stores bulked up for the holiday season. Health care services added another 23k jobs, bringing the 2011 sector total to 315k. Eating and drinking establishments added 24k more workers in December for a total of 230k added during the past 12 months. Courier industry jobs, which include companies like FedEx and UPS, jumped by 42k during the month. This one raised some eyebrows, and may be the (nearly invisible) wet blanket on an otherwise solid report. According to Morgan Stanley Smith Barney, a “seasonal quirk” typically beefs up this number in December, but takes back the gains in the following month.   
 
Some of the more minor numbers suggest that the labor gains are likely to continue. Average hourly earnings rose by 0.2% to $23.24, while the average workweek rose to 34.4.
 
All in all, it was another unexpectedly good economic number. Payroll gains are capable of “priming the pump.” When Americans are employed, they’re more likely to spend money and drive economic growth …which in turn results in additional job gains.  Another side benefit to payroll growth comes in the form of confidence. If American businesses (and Americans in general) were lacking confidence at the end of the summer, it seems to be returning. Confident businesses hire workers, and confident workers are more likely to spend.      
 
PIMCOs Bill Gross said this morning that the U.S. employment market still faces a “tough slog” ahead, as the benefits experienced in recent months are the result of a weak dollar, accommodative Fed policy and less fiscal drag relative to other countries.
 
Still, there’s reason for cautious optimism.              
 
MARKET INDICATIONS AS OF 9:30 A.M. CENTRAL TIME
DOW
DOWN 45 to 12,371
NASDAQ
DOWN 2 to 2,668
S&P 500
DOWN 1 to 1,272
1-Yr T-bill
current yield 0.10%; opening yield 0.10%
2-Yr T-note
current yield 0.26%; opening yield 0.26%
5-Yr T-note
current yield 0.86%; opening yield 0.88%
10-Yr T-note
current yield 1.96%; opening yield 2.00%
30-Yr T-bond
current yield 3.02%; opening yield 3.06%


STILL MORE GOOD NEWS

Thursday, January 5, 2012
 
SUPPORT FOR LABOR MARKET CONTINUES
Although most experts have already shrugged off this morning’s strong ADP Employment report due to expectations of a faulty seasonal data adjustment, the number of jobs allegedly created in December was the largest monthly gain in the 10-year history of the ADP series. The 325k increase was well above both the median December forecast of 178k and November’s revised 204k gain.  In all fairness, the ADP report hasn’t been as good an indicator of nonfarm payroll growth as many had hoped, but the general trend does track the older and more respected data series well over time. 
Another positive piece of labor data released this morning was the weekly initial claims report which showed another drop in first-time filings for unemployment benefits.  The 372k total for the final week of 2011 brought the 4-week moving average down to its lowest level since the spring of 2008.   
 
On Tuesday, the ISM Manufacturing Index rose from 52.7 to 53.9 in December, topping the median forecast of 53.5. Just two months earlier, the composite index stood at 50.8, teetering on the edge (50) between factory expansion and contraction.  December’s number was the highest in six months, and according to Bank of America, is consistent with 3.5% GDP growth.  Considering that the U.S. economy grew at an anemic 0.8% in the first half of 2011, the notion that we could end the year at a 3.5% pace is terrific. 
 
Within the overall number, the new orders index increased from 56.7 to 57.6, suggesting future increases in production.  The percentage of factory managers who believed inventories were too low increased from 19 to 25, while the percentage believing inventories were too high, dropped to 10, the lowest level since May.  This supports the argument that managers will build up stockpiles in the coming months. And finally, the employment index jumped from 51.8 to 55.1 in December, the highest in six months. This suggests that factories will hire in the coming months, yet another indicator that payrolls will continue to expand into 2012.  
 
The non-manufacturing ISM index, released this morning, wasn’t quite as encouraging.  The median forecast was 53.0, but the actual December reading was only 52.6.  The good news is that the 0.6 increase reverses a four month gradual downtrend in the much larger service sector index, and the overall number is still above the 50 mark.  The bad news is that the employment index remained in contraction territory at 49.4, just a slight increase from 48.9 in November.
 
THE FED URGES CONGRESS TO INCREASE SUPPORT FOR HOUSING
According to the Wall Street Journal, Fed officials sent a 26-page letter to members of Congress yesterday expressing their concerns over the crippled housing market and calling for more aggressive action.  The Journal reported that Bernanke believes housing has stymied the Fed’s low interest rate policies, and that tight mortgage lending standards are holding back the broader economy. The letter to Congress advocated more aggressive use of Fannie and Freddie to support housing recovery. Among the Fed’s ideas is a national plan to facilitate the conversion of foreclosed properties into rental units, which would allow banks to generate rental income instead of selling REO properties at distressed levels. Another article in today’s Journal said that apartment vacancy levels had fallen to a 10-year low as more and more Americans shift away preferences from purchase to rental.  The Fed’s letter also included the admission that the Federal Housing Finance Agency, the regulator and conservator of Fannie and Freddie, was under a great deal of scrutiny and tension, but suggested that “some actions that cause greater losses to be sustained (by Fannie and Freddie) in the near term might be in the interest of taxpayers to pursue if those actions result in a quicker and more vigorous economic recovery.”     
 
EMPLOYMENT REPORT TOMORROW
The Department of Labor will release its December employment report Friday morning. The median forecast is for a 153k increase in total nonfarm payrolls, a 175k increase in private sector payrolls and a slight increase in the unemployment rate from 8.6% to 8.7%.  The increase in rate would reflect a return of formerly discouraged workers to the workforce as a result of improved conditions.     
 
MARKET INDICATIONS AS OF 11:50 A.M. CENTRAL TIME
DOW
Down 27 to 12,391
NASDAQ
Up 12 to 2,660
S&P 500
Down 2 to 1,271
1-Yr T-bill
current yield 0.10%; opening yield 0.10%
2-Yr T-note
current yield 0.26%; opening yield 0.26%
5-Yr T-note
current yield 0.88%; opening yield 0.88%
10-Yr T-note
current yield 1.99%; opening yield 1.98%
30-Yr T-bond
current yield 3.04%; opening yield 3.03%

MORE SIGNS OF MOMENTUM IN THE U.S. ECONOMY

Thursday, December 22, 2011
 
JOBLESS CLAIMS DECLINE AGAIN
First time filings for unemployment benefits fell by another 4k to 364k for the week ending December 17th to a new 3½ year low.  The median Bloomberg forecast had shown an expected increase to 380k. Initial claims have now fallen by a huge 40k in just the past three weeks, and suggest a relatively strong December employment report. It’s been pointed out by several economists that much of the hiring is seasonal, but even temporary work puts dollars in pockets, so it’s a positive. Last year at this time, weekly claims were 423k. As the new year began, employers started adding workers, and filings reached what had been the year’s low point of 375k in February.
 
In other news from this morning, third quarter GDP was revised downward from 2.0% growth to 1.8%. The experts were generally expecting a slight increase. Interestingly, all of the decline had to do with a big downward revision to healthcare spending.  If this head-scratcher is excluded, GDP growth would have actually risen by half a point. Within the number, real final sales rose 3.2%; although this measure of consumer spending was lower than the originally reported 3.6%, it is well above the 0.0% and +1.6% reported increases from Q1 and Q2.  The inventory component subtracted 1.35 percentage points from the third quarter.  This suggests that inventory accumulation could be a positive contributor in the fourth quarter, and perhaps quarters to come if sales remain relatively brisk.
 
Consumer confidence continues to slowly improve, thanks in large part to better labor market conditions, a mostly upbeat stock market, and lower gasoline prices.  The University of Michigan’s final reading of consumer sentiment rose from 64.1 to 69.9 at the end of November, reaching a six-month high.  To put this number in perspective, Bloomberg News reported that the index had averaged 89 in the five-year period leading into the recession, reached a 28-year low of 55.3 in November 2008, and nearly equaled this at 55.7 four months ago when the ugly budget ceiling debate had reached a fever pitch.        

HOUSING DATA IMPROVES …FROM LOWER LOWS
Earlier this week, the National Association of Homebuyers (NAHB) housing market index increased from 19 to 21 in December.  This represented the fourth straight increase and the highest level since May 2010, the month before homebuyer tax credits ended.  Historically, a reading of 21 is still quite low, but just three months ago, the index stood at 14, and in Jan 2009, it was just 8.
 
November housing starts were significantly stronger than expected, with starts jumping by 9.3% to a 685k annual rate, the highest since April 2009.  Multi-family starts were up 25% as the shift to apartments and rental units continued, but single family starts also rose, increasing by +2.3% to a five-month high.  In a sign that the starts data may ultimately have legs, building permits rose to a one-year high.
 
Existing homes sales for November was a strange piece of data to evaluate. Sales of existing homes rose by  4% to a 4.42 million unit annual rate, the highest level since January.  But, the National Association of Realtors had just adjusted 2010 sales downward by a huge 15% from 4.91 to 4.19 million, and the prior month had been reset downward from 4.97 to 4.25 million …so take it for what it’s worth. On the bright side, the inventory of homes listed for sale dropped to a 6½-year low, and at the current sales pace, experts now calculate a seven-month supply, very close to the six-month supply that would indicate a normalized market.  There is still a large inventory of homes quietly residing on the books of banks, but supposedly this shadow inventory number is diminishing. This is all very hopeful news for a sector that many believed would be a drain on the economy for many years to come.  This may still prove to be the case, but as of now, recent housing data falls in the category of positive surprise
 
…Here’s to more positive news in 2012.    
 

MARKET INDICATIONS AS OF 12:45 P.M. CENTRAL TIME
DOW
UP 71 to 12,179
NASDAQ
UP 23 to 2,601
S&P 500
UP 12 to 1,249
1-Yr T-bill
current yield 0.11%; opening yield 0.11%
2-Yr T-note
current yield 0.27%; opening yield 0.27%
5-Yr T-note
current yield 0.92%; opening yield 0.92%
10-Yr T-note
current yield 1.96%; opening yield 1.96%
30-Yr T-bond
current yield 2.99%; opening yield 3.00%

 

 


THE DECEMBER 2011 BLOOMBERG INTEREST RATE AND ECONOMIC SURVEYS

Wednesday, December 21, 2011
 
From December 2 through December 8, 2011, Bloomberg News surveyed 64 top economists for their most recent opinions on the U.S. economy and interest rates. The following are summaries of their responses:
 
The Economic Forecast
 
Unemployment Rate - The median forecast for Q4 2011 unemployment is 8.8%. The median forecast for the next five quarters are 8.8%, 8.8%, 8.7%, 8.6% and 8.5%.
 
The U.S. economy added 120k jobs in November, about as expected, while upward revisions to the previous two months added another 72k jobs. According to the Bureau of Labor Statistics, most of November’s gains came in the service sector as retailers began increasing their staffs ahead of the holiday season. The private sector added 140K new jobs, but the government sector continued to contract, losing another 20K during the month. The unemployment rate fell from 9.0% in October to 8.6% in November, its lowest level since March 2009.
 
The broader U-6 unemployment rate (total unemployed, plus all marginally attached workers, plus part-time workers for economic reasons) fell to 15.6% in November from 16.2%. Much of the decline in both measures, however, was the result of 315K people dropping out of the labor force, and in doing so, were not counted as a part of the official unemployment number. With such large numbers leaving the job hunt, the labor force participation rate fell 0.2 percentage points in November to 64.0. Many analysts believe the unemployment numbers to be suspect in light of the lower participation rate and seasonal factors this time of year.
 
Real GDP (annualized economic growth) - The median GDP growth forecast for Q4 2011 is +2.7%. The median forecast for the next six quarters are +1.9%, +2.2%, +2.3%, +2.5%, +2.4% and +2.8%.
 
After strong gains in September and October, shoppers tapped the brakes a bit in November, as retail sales rose by only 0.2%, less than had been expected. With wage growth still weak, consumers are unwilling, or unable, to extend themselves too far by assuming additional debt.
 
Electronics retailers were the biggest winners in November. Their sales grew by 2.1% as shoppers splurged on new cell phones, iPads, electronic book-readers, and of course, HD TVs. Time will tell if consumers continue their willingness to buy these and other items after the deep discounts are gone.
 
Generally speaking, the economists we read and/or speak to believe the economy should continue to muddle along, growing somewhere between 2.0% to 3.0% annually. A recurring theme amongst all of them lately seems to be that our economy is moving in a positive direction, and rather than fearing a new U.S. recession, many believe growth could exceed previous estimates. Perhaps in support of that view, business inventories for October, released along with retail sales, were shown to have increased by 0.8%, another positive sign in support of improved Q4 GDP as companies fortify stockrooms ahead of the holiday shopping season. However, an increase in October inventories, coupled with slower demand in November, could also prove costly in the long run as repeated increases in inventories can signal declining demand.
 
Consumer Prices - The median annualized consumer inflation forecast for Q4 2011 is +3.4%. The median forecast for the next five quarters are +2.6%, +2.1%, +1.9%, +2.1% and +2.15%.
 
The Producer Price Index (PPI) climbed 0.3% during the month of November. On a year-over-year basis, headline PPI was higher by 5.7%, down from last month’s 6.1% annual pace, and lower still from this summer’s high of 7.1%. Core producer inflation was higher by 0.1%, missing expectations for a 0.2% increase. The core rate has risen by 2.9% year-over-year. 
 
Consumer inflation is steady as well. After falling last month, there was no change in the Consumer Price Index (CPI) in November. Headline CPI rose 3.4% in the 12 months ending November. Excluding food and energy, the core CPI rose 0.2% and was up 2.2% year-over-year.
 
With steady or declining inflation, the Fed will have the flexibility to either stay the course, which is already one of fairly easy money, or begin an even more accommodative approach to monetary policy where they undergo more asset purchases or a more clarified communication approach. 
 
The Interest Rate Forecast
 
Overnight Fed Funds - The MEDIAN fed funds forecast for Q4 2011 is 0.25%. The MEDIAN forecast for the next five quarters are 0.25%, 0.25%, 0.25%, 0.25% and 0.25%. The current fed funds target rate is a range between 0.00% and 0.25%.
 
The Fed made no changes to its accommodative policy stance at its December meeting, noting that the economy is "expanding moderately," but “strains in global financial markets continue to pose significant downside risks to the outlook.” As such, with inflation pressures continuing to fade and the outlook leaning to the downside, analysts at Bank of America Merrill Lynch expect Fed officials will “extend their commitment to exceptionally low rates into 2014, and will eventually embark on QE3 during the second half of 2012.”
 
Two-year Treasury-note - The average 2-year yield forecast for Q1 2012 is 0.33%. The average yield forecast for the next fivequarters are 0.42%, 0.55%, 0.67%, 0.91% and 1.12%. The current 2-yr Treasury yield is 0.26%.
 
Q1 2012
Q2 2012
Q3 2012
Q4 2012
Q1 2013
Q2 2013
Current Survey
(December 2011)
0.33%
0.42%
0.55%
0.67%
0.91%
1.12%
Prior Survey
(November 2011)
0.33%
0.42%
0.50%
0.61%
0.76%
0.95%
 
10-year Treasury-note - The average 10-year yield forecast for Q1 2012 is 2.22%. The average forecast for the next five quarters are 2.41%, 2.59%, 2.77%, 2.97% and 3.17%. The current 10-year yield is 1.93%.
 
Q1 2012
Q2 2012
Q3 2012
Q4 2012
Q1 2013
Q2 2013
Current Survey
(December 2011)
2.22%
2.41%
2.59%
2.77%
2.97%
3.17%
Prior Survey
(November 2011)
2.26%
2.45%
2.61%
2.78%
2.92%
3.07%
 
30-year Treasury-bond - The average 30-year yield forecast for Q1 2012 is 3.24%. The average forecast for the next five quarters are 3.41%, 3.6%, 3.79%, 4.02% and 4.21%. The current 30-year yield is 2.96%.
 
Q1 2012
Q2 2012
Q3 2012
Q4 2012
Q1 2013
Q2 2013
Current Survey
(December 2011)
3.24%
3.41%
3.6%
3.79%
4.02%
4.21%
Prior Survey
(November 2011)
3.31%
3.46%
3.63%
3.79%
3.92%
4.06%


MARKET INDICATIONS AS OF 11:25 A.M. CENTRAL TIME
DOW
Down 83 to 12,020
NASDAQ
Down 53 to 2,550
S&P 500
Down 10 to 1,226
1-Yr T-bill
current yield 0.10%; opening yield 0.10%
2-Yr T-note
current yield 0.26%; opening yield 0.25%
5-Yr T-note
current yield 0.89%; opening yield 0.875%
10-Yr T-note
current yield 1.93%; opening yield 1.91%
30-Yr T-bond
current yield 2.96%; opening yield 2.93%

 

 


MORE GOOD NEWS ON THE DOMESTIC FRONT

Thursday, December 15, 2011
 
JOBLESS CLAIMS FALL TO A 3-YEAR LOW
This morning, the Labor Department reported that initial jobless claims had unexpectedly dropped from a revised 385k to a 3½-year low of 366k for the week ending December 10th. This substantial decline in new applications for unemployment benefits pushed the 4-week moving average to its lowest level since July 2008, prior to the Lehman collapse.  The improved weekly claims data hints that business hiring should improve in the near future, although more than one analyst has suggested that company staffing is so skeletal already that there are simply less workers to fire, so a drop in new claims was inevitable.  But that sounds fatalistic.  This was still a great number.            
 
In other news from this morning, the Empire State manufacturing index (New York region) rose to a 7-month high in December, up from 0.6 to 9.5, suggesting that the factory sector may be picking up steam. Within the composite, there was strengthening in current shipments, new orders and the employment index. The Philadelphia Fed survey also showed nice improvement with an increase from 3.6 to 10.3 in November. Like the Empire index, any number above zero indicates expansion.
 
There was apparent improvement on the inflation front as producer prices increased by 0.3% in November, nudging the year-over-year headline rate downward from 5.9% to 5.7%.  Much of the headline PPI was a result of a 1.0% jump in food prices.  Since agriculture prices have plunged in recent months, headline PPI should fall further going forward. Core PPI, which excludes food and energy prices, increased by just 0.1% in November after being unchanged in October.  The bottom line is the Fed’s hope that moderating inflation will support its super-accommodative monetary policy seems to be materializing.
 
YESTERDAY’S NEWS – HOLIDAY SHOPPERS LOST SOME MOMENTUM
November Retail sales (actually released on Tuesday) rose by just 0.2%, well below the median forecast for a 0.6% increase. Strong sales on Black Friday and Cyber Monday didn’t reflect the month as a whole. In somewhat of a consolation, the prior two months were revised upward; October from 0.5% to 0.6%, and September from 1.1% to 1.3%.  Despite the disappointing sales number for November, most economists are still expecting fairly strong fourth quarter GDP.  Citi is now estimating 3.7% growth, which would be a nice increase from the 2.5% Q3 rate.  Having said that, the 2012 outlook generally appears less bright as it becomes likely that Europe is either already in recession or well on its way.
 
Just this morning, the Eurozone Purchasing Managers Index for December was reported at 47.9, up a little from the previous month's 47.0, but still below 50 in contraction territory. On a side note, the Chinese PMI showed contraction for the second straight month at 49.0, although it rose slightly from the prior month’s reading of 47.7.  

The Fed met on Tuesday in the last FOMC meeting of the year, and the official statement, as expected, showed no change in monetary policy or any change in how future changes will be communicated.  Most expect these points will be addressed early next year.  Fed officials did point to “some improvement in overall labor market conditions" and thought the economy was still "expanding moderately” although they did note the slowdown in global growth and went on to say that “international strains continue to pose significant downside risks to the economic outlook.”  They described inflation as “moderating” and reiterated their expectation that the “extended period” of zero short-term interest rates would be in effect through mid-2013.  
 
It hasn’t been a great week for stocks with the market down the first three days.  Much of the decline probably has to do with disappointment over the outcome of the European summit, just as the prior week’s gains may have stemmed from optimism leading into the summit.  Not sure where the optimism comes from.  Yesterday, German Chancellor Angela Merkel told members of the German Parliament that there is no easy and fast solution to the sovereign debt crisis and voiced her opposition to euro bonds as a crisis fix.           

MARKET INDICATIONS AS OF 9:55 A.M. CENTRAL TIME
DOW
UP 51 to 11,875
NASDAQ
UP 1 to 2,540
S&P 500
UP 3 to 1,209
1-Yr T-bill
current yield 0.11%; opening yield 0.11%
2-Yr T-note
current yield 0.24%; opening yield 0.24%
5-Yr T-note
current yield 0.84%; opening yield 0.85%
10-Yr T-note
current yield 1.90%; opening yield 1.90%
30-Yr T-bond
current yield 2.90%; opening yield 2.90%

DECLINE IN UNEMPLOYMENT HIGHLIGHTS NOVEMBER REPORT

Friday, December 2, 2011
 
LABOR MARKET IMPROVES IN NOVEMBER
The unemployment rate unexpectedly dropped from 9% to 8.6% during the month of November, a point and a half below the 10.1% cycle peak from October 2009 and the lowest level in more than 2½ years. As encouraging as this sounds, much of the decline can be attributed to an unexpected 315k person drop in the overall labor force.
 
The number of Americans now unemployed for 27 weeks or more (the so called long-term unemployed) was little changed at 5.7 million, or 43% of the total unemployed, while the average duration of unemployment is now a shocking 41 weeks.  The total number of involuntary part-time workers fell by 378k to 8.5 million, while 2.6 million people were considered “marginally attached” to the labor force meaning they were not actively seeking work (1.1 million of this group are “discouraged workers” who didn’t believe they’d be able to find a job.)  The U6 measure of unemployment, which includes all those seeking jobs, as well the involuntary part-time workers who would prefer to work full-time, and discouraged workers who have given up the search but would happily accept a job if one were offered, fell from 16.2% to 15.6%.
 
The ratio of unemployed workers to available jobs remains at approximately 4 to 1, with the BLS reporting 3.1 million job openings at last count, and 13.3 million officially unemployed. In the for-what-it’s-worth department, the employment/population ratio was little changed at 58.5%. 
 
Nonfarm payrolls increased by 120k during the month of November, slightly below the 125k median forecast, but upward revisions to September and October payroll data added another 72k jobs.  The November job gains came primarily in the service sector as 50k retail workers were hired, probably to staff up for the holiday season. Food service and drinking establishments added 33k jobs. Professional and business services also added 33k jobs, while health care services added another 17k. Job losses were mostly concentrated in construction (-12k), state and local governments (-16k) and the Federal government (-4k).
 
As many have reported this morning, the detail within the survey wasn’t quite as impressive as the headline numbers.  Market participants seem to have reached this same conclusion.  DOW futures were up over 140 points before the market opened, perhaps in anticipation of a stronger report, but stock gains have been less robust in the first 30 minutes after the opening bell. The bond market is flat for the most part, with virtually no movement in bond yields this morning.
 
It’s nice to see continued data improvement, but most investors are skeptical and don’t put much faith in the idea that self-sustaining growth has begun. Still, the improvement is fairly broad-based. Auto sales are the strongest they’ve been in more than three years (with the exception of the cash-for-clunkers single month blip) and even the housing market is showing signs of stabilizing. The DOW is quietly in the midst of its best week in three years with a 900 point gain so far.
 
There’s reason for cautious optimism. But the European sovereign debt problem continues to hang over the global markets like a toxic cloud.
              

MARKET INDICATIONS AS OF 9:15 A.M. CENTRAL TIME
DOW
UP 111 points to 12,131
NASDAQ
UP 30 points to 2,656
S&P 500
UP 12 to 1,255
1-Yr T-bill
current yield 0.10%; opening yield 0.10%
2-Yr T-note
current yield 0.26%; opening yield 0.26%
5-Yr T-note
current yield 0.98%; opening yield 0.97%
10-Yr T-note
current yield 2.11%; opening yield 2.09%
30-Yr T-bond
current yield 3.10%; opening yield 3.09%

 


STOCKS SURGE IN RESPONSE TO EURO LIQUIDITY FIX

Wednesday, November 30, 2011

GLOBAL CENTRAL BANKS EASE CREDIT FOR NON U.S. BANKS
In a coordinated effort, the Fed, the European Central Bank (ECB), the Bank of England, the Bank of Japan, the Swiss National Bank and the Bank of Canada all lowered dollar swap rates by 50 bps from approximately 1.00% to 0.50% for loan periods of up to 90 days. The move, which will go into effect on Monday, December 5, is primarily intended ensure European banks have access to dollar-based funding and to lower short-term borrowing costs. The six central banks have also agreed to establish bilateral swap lines so that each region can benefit.   
 
Non-U.S. banks use our dollars to fund international trade and U.S. operations. Normally, these foreign banks are able to borrow funds by selling short term investments like commercial paper to money market investors at a reasonable cost. But these investors have become increasing concerned about exposure to potential losses from the bonds of Greece, Italy, Portugal, Ireland and Spain held within the bank’s investment portfolios. This concern had pushed their funding costs to a three-year high, further compounding the debt crisis. So, the net result of today’s action is that banks will have a cheaper funding source though the central banks.
 
Note that European banks will borrow from the ECB. Thus, the Fed will not be on the hook if a European bank were to fail.   
 
The announcement sparked a 5% rally in German stocks and a 4% rise in the French market. So far, this morning, the DOW is up well over 400 points. Unfortunately, this is a short term liquidity fix, it doesn’t solve the long term sovereign debt crisis. In fact, several have speculated that the desperate coordinated move suggests that the problem may be worse than we’ve been led to believe. Hope not.
 
But while troubles continue in Europe, U.S. data continues to improve. 

ADP EMPLOYMENT REPORT SIGNALS INCREASED JOB GAINS FOR NOVEMBER
The monthly ADP Employer Services report showed that 206,000 workers were added to payrolls in November. The median Bloomberg forecast was for a lesser increase of 130k. After seeing this number, economists began ramping up their forecasts for Friday’s labor market report. Morgan Stanley increased its call for nonfarm payrolls from 120k to 150k, while UBS increased its call from 125k to 150k. This would be nearly double the job gains in October. 
 
In other news released this morning, the Chicago Purchasing Managers Index rose from 58.4 to 62.6 in November, while October pending home sales jumped 10.4%.  Yesterday, the Conference Board’s November consumer confidence index unexpectedly surged from a revised 40.9 October reading to 56 in November, the largest single month gain since April 2003.  The median Bloomberg forecast had been for a lesser 44 reading.  There are several key components within this data series, but one of the more interesting is a measurement of the perceived plentifulness of jobs. In November, the gap between survey respondents who thought jobs were hard to get versus respondents thinking jobs were plentiful fell to the lowest level in three years.  This is another number supporting (at least near-term) improvement in the critical labor market.  Also within the components is a significant rise in future expectations, up from 50.0 to 67.8. It’s amazing how much improvement has happened in such a short period.  Just a month ago, the October confidence reading was the lowest since April 2009, which if you remember was a particularly depressing period with 2.3 million jobs lost in the Jan 2009 through March 2009 time frame, and the DOW reaching a 12-year low of 6,547 in early March 2009.
 
U.S. bond yields are generally higher, at least out beyond the 2-year point. This signals that the Fed is now less likely to keep yields exceptionally low beyond the mid-2013 expected date.   
 
It’s hard to buy into the idea that all is well.  The data has certainly improved.  Maybe people are simply getting tired of feeling bad.   


MARKET INDICATIONS AS OF 10:12 A.M. CENTRAL TIME
DOW
UP 417 to 11,972
NASDAQ
UP 88 to 2,603
S&P 500
UP 41 to 1,238
1-Yr T-bill
current yield 0.11%; opening yield 0.11%
2-Yr T-note
current yield 0.27%; opening yield 0.26%
5-Yr T-note
current yield 0.98%; opening yield 0.93%
10-Yr T-note
current yield 2.09%; opening yield 1.99%
30-Yr T-bond
current yield 3.08%; opening yield 2.96%

THE NOVEMBER 2011 BLOOMBERG INTEREST RATE AND ECONOMIC SURVEYS

Monday, November 21, 2011
 
From November 4 through November 9, 2011, Bloomberg News surveyed 80 top economists for their most recent opinions on the U.S. economy and interest rates. The following are summaries of their responses:
 
The Economic Forecast
 
Unemployment Rate - The median forecast for Q4 2011 unemployment is 9.0%. The median forecast for the next five quarters are 9.0%, 8.9%, 8.8%, 8.7% and 8.55%.
 
In October, non-farm payrolls grew by 80K, fewer than the previous month and missing Wall Street expectations of 95K. Although the increase fell short of expectations, revisions to September and August were considerably better than first reported, according to the government’s numbers. Gains in September were revised from 103K to 158K and in August from 57K to 104K. The unemployment rate edged down only slightly to 9.0% from 9.1%, the seventh consecutive month at or above nine percent.
 
The broader U-6 unemployment rate (total unemployed, plus all marginally attached workers, plus part-time workers for economic reasons) declined to 16.2% from 16.5% in September. After growing by 444k last month, the number of involuntary part-time workers fell in September by 374k to 8.9 million. These people indicated they would accept a full-time position if one were available.
 
The number of people unemployed for six months or more (the long-term unemployed) came down slightly in October to 5.9 million, but still 42.4% of the unemployed. Of those, 4.1 million had been out of work for more than one year, according to the Labor Department. In an effort to mute some of the negative effects of long-term unemployment Congress has provided up to 99 weeks of unemployment benefits. If not approved by December 31st, the emergency extension of benefits beyond 26-weeks will expire. If not extended, it’s estimated that nearly 2 million people would lose their unemployment benefits immediately and millions more in 2012.
 
Real GDP (annualized economic growth) - The median GDP growth forecast for Q3 2011 is +2.00%. The median forecast for the next six quarters are +2.3%, +2.0%, +2.2%, +2.35%, 2.5% and 2.5%.
 
The U.S. economy is driven by consumer spending, and recently, the consumer has reemerged.  Last Tuesday, retail sales were reported to have risen by 0.5% during the month of October, following a 1.1% September surge. The median October forecast had been for a much smaller 0.3% increase. Sales gains were mostly concentrated in electronics and sporting goods. Sales excluding autos and gasoline rose by 0.7% in October, well above the 0.2% forecast. According to a recent report from Goldman Sachs, the numbers “suggest that the introduction of Apple’s latest iPhone (released for sale on October 14th) likely accounted for much of the upside surprise.”
 
Because of its timeliness in reflecting the current state of the economy, immediately following the retail sales release, a number of economists boosted their economic growth estimates for the fourth quarter, with Morgan Stanley now predicting 3.5% annualized growth for the final quarter of 2011. Recall that GDP readings for the first three quarters of the year were 0.4%, 1.3% and 2.5%.  The challenge will be sustaining the above trend growth into next year.
 
Consumer Prices - The median annualized consumer inflation forecast for Q4 2011 is +3.4%. The median forecast for the next five quarters are +2.6%, +2.2%, +2.0%, 2.1% and 2.3%.
 
The Producer Price Index (PPI) dropped by 0.3% during the month of October, the biggest decline in 16 months. On a year-over-year basis headline PPI is now up 6.1%.  This still sounds really high, but it has declined by a full percentage point over the past two months.  Core producer inflation was unchanged in October and up 2.8% year-over-year.  Energy prices actually fell by 1.4% in October after rising by 2.3% in September.
 
Consumer inflation is moderating as well. The Consumer Price Index (CPI) actually fell 0.1% in October, below expectations for no change and the first monthly CPI decline since June. Excluding food and energy, the core CPI rose 0.1% and was up 2.1% year-over-year. Gasoline prices are down $0.50 per gallon from May highs and $0.25 since September.
 
Despite what the government’s data suggest, the American consumer will be paying more this week for their Thanksgiving spread than they did last year. According to the American Farm Bureau Federation, a traditional meal and the basic trimmings will cost about 13% more this year. In real dollar amounts, the typical family will be spending $49.20 to feed 10 people, up $5.73 from last year’s $43.47.
 
The Interest Rate Forecast
 
Overnight Fed Funds - The MEDIAN fed funds forecast for Q4 2011 is 0.25%. The MEDIAN forecast for the next five quarters are 0.25%, 0.25%, 0.25%, 0.25% and 0.25%. The current fed funds target rate is a range between 0.00% and 0.25%.
 
The softening trend in PPI and CPI seems to be affirming the Fed’s recent mantra that the earlier rise in inflation would be “transitory.” The economic slowdown in Europe is likely to reinforce this trend in the coming months.
 
Two-year Treasury-note - The average 2-year yield forecast for Q4 2011 is 0.28%. The average yield forecast for the next sixquarters are 0.33%, 0.42%, 0.50%, 0.61%, 0.76% and 0.95%. The current 2-yr Treasury yield is 0.274%.
 
Q4 2011
Q1 2012
Q2 2012
Q3 2012
Q4 2012
Q1 2013
Q2 2013
Current Survey
(November 2011)
0.28%
0.33%
0.42%
0.50%
0.61%
0.76%
0.95%
Prior Survey
(October 2011)
0.28%
0.34%
0.42%
0.54%
0.67%
0.83%
1.06%
 
10-year Treasury-note - The average 10-year yield forecast for Q4 2011 is 2.15%. The average forecast for the next six quarters are 2.26%, 2.45%, 2.61%, 2.78%, 2.92% and 3.07%. The current 10-year yield is 1.96%.
 
Q4 2011
Q1 2012
Q2 2012
Q3 2012
Q4 2012
Q1 2013
Q2 2013
Current Survey
(November 2011)
2.15%
2.26%
2.45%
2.61%
2.78%
2.92%
3.07%
Prior Survey
(October 2011)
2.14%
2.29%
2.51%
2.71%
2.89%
3.07%
3.29%
 
30-year Treasury-bond - The average 30-year yield forecast for Q4 2011 is 3.22%. The average forecast for the next six quarters are 3.31%, 3.46%, 3.63%, 3.79%, 3.92% and 4.06%. The current 30-year yield is 2.95%.
 
Q4 2011
Q1 2012
Q2 2012
Q3 2012
Q4 2012
Q1 2013
Q2 2013
Current Survey
(November 2011)
3.22%
3.31%
3.46%
3.63%
3.79%
3.92%
4.06%
Prior Survey
(October 2011)
3.58%
3.69%
3.86%
4.02%
4.16%
4.35%
4.61%


MARKET INDICATIONS AS OF 9:10 A.M. CENTRAL TIME
DOW
Down 216 to 11,580
NASDAQ
Down 52 to 2,519
S&P 500
Down 23 to 1,190
1-Yr T-bill
current yield 0.10%; opening yield 0.09%
2-Yr T-note
current yield 0.27%; opening yield 0.27%
5-Yr T-note
current yield 0.89%; opening yield 0.89%
10-Yr T-note
current yield 1.96%; opening yield 1.96%
30-Yr T-bond
current yield 2.95%; opening yield 2.95%

SOLID DATA SUGGESTS IMPROVED Q4 GDP 

Tuesday, November 15, 2011

U.S. ECONOMY GAINS MOMENTUM
Somewhere along the line the U.S. economy shook itself out of a first half loll, and now seems to be gathering some significant momentum as the second half nears completion.  This morning, retail sales rose by 0.5% during the month of October, following a 1.1% September surge.  The median October forecast was for a lesser 0.3% increase.  Gains were concentrated in electronics and sporting goods.  
 
Sales ex-autos and ex-gasoline rose by 0.7% in October, well above the 0.2% forecast - economists generally believe this particular measure is the best proxy for GDP growth.  In fact, following this morning’s release, a number of economists ramped up their economic growth estimates for the fourth quarter, with Morgan Stanley now predicting 3.5% annualized growth for the final quarter of 2011. Recall that GDP in the first three quarters of the year was 0.4%, 1.3% and 2.5%.   
 
Another encouraging economic indicator released this morning was the November Empire Manufacturing Index which rose by 9.1 points to post its first positive reading in six months.  Although the 0.61 level is just barely positive, it does indicate expansion in the New York region, and suggests that the national purchasing managers index will remain in expansionary territory.  
  
PRODUCER INFLATION SLOWS
The  Producer Price Index (PPI) fell 0.3% during the month of October, the biggest decline in 16 months. On a year-over-year basis headline PPI is now up 6.1%.  This still sounds really high, but it has declined by a full percentage point over the past two months.  Core PPI, which excludes food and energy prices, was unchanged in October and up 2.8% year-over-year.  Energy prices actually fell by 1.4% in October after rising by 2.3% in September.  Gasoline prices are down $0.50 from May highs and $0.25 since September.  The nationwide average for all grades as of yesterday’s close was $3.49 per gallon.     
U.S. bond yields are a bit lower in early trading. Although this seems  a bit counterintuitive given the improved data this morning, a flight-to-quality event is taking place as the European crisis continues to escalate with Italian 10-year bond yields again cresting above 7%. 
     
MARKET INDICATIONS AS OF 10:30 A.M. CENTRAL TIME

DOW
DOWN 59 points to 12,020
NASDAQ
DOWN 8 points to 2,649
S&P 500
DOWN 5 to 1,247
1-Yr T-bill
current yield 0.09%; opening yield 0.08%
2-Yr T-note
current yield 0.23%; opening yield 0.23%
5-Yr T-note
current yield 0.87%; opening yield 0.90%
10-Yr T-note
current yield 2.00%; opening yield 2.06%
30-Yr T-bond
current yield 3.04%; opening yield 3.11%


PRIOR MONTH REVISIONS SWEETEN THE OCTOBER LABOR REPORT

Friday, November 4, 2011

UNEMPLOYMENT FALLS WITH MODEST LABOR MARKET IMPROVEMENT
It wasn’t a report to celebrate, nor was the report as bad as headline payroll gains suggest. Nonfarm payrolls were expected to rise by 95k in the month of October. Instead, they rose by just 80k.  But, the two previous months were revised upward by a total of 102k jobs, with September payroll gains now reported at 158k and August at 104k. August payrolls were originally thought to be unchanged. At that time, the three-month average was an anemic +35k, and politicians across the US shifted to job creation as the central theme of their candidacies. This is still a valid theme, but the urgency has eased a bit. Job growth is now running at an improved 114k three-month pace.  This still isn’t enough to make a significant impact on unemployment, but it’s encouraging. 
 
The business survey, which provides the nonfarm payroll data, showed that government cuts are continuing as 22k state and local government workers and 2k federal workers lost jobs in October.  Construction jobs fell by 20k, nearly reversing the surprise September gains. Jobs were added in leisure and hospitality(+22k), health care(+12k), professional and business services(+32k), manufacturing(+5k) and mining(+6k).  Temporary hires increased by 15k, suggesting that job gains should continue in the coming months. 
 
The unemployment rate, calculated from a separate household survey, unexpectedly fell from 9.1% to 9.0%. This independent survey has actually shown average monthly job gains of 335k over the past three months. The U6 average employment measure, which includes all those officially unemployment and seeking jobs, as well as discouraged workers and those working part-time who would prefer a fulltime job, fell from 16.5% to 16.2%.   
 
The percentage of people unemployed for 27 weeks or more, tumbled from 44.6% to 42.4%, the lowest in nearly a year, while the average duration of unemployment fell to 39.4, dropping below 40 weeks for the first time since June. Average hourly earnings rose by $0.02 to $23.19, while the average workweek remained at 34.3 hours.
 
On the whole, the October labor report was better than expected …and better than it would appear on the surface. Take it for what it’s worth.  In the first quarter of 2009, during the worst of the job cuts, the US economy shed 2.4 million jobs. In the first 10 months of this year, it has gained back 1.2 million …despite significant government cutbacks.  The October report won’t change the interest rate outlook, the Fed is still on hold until at least mid-2013, but it is another dose of much needed positive news. 
 
MARKET INDICATIONS AS OF 9:35 A.M. CENTRAL TIME
DOW
DOWN 183 to 11,860
NASDAQ
DOWN 41 to 2,656
S&P 500
DOWN 16 to 1,239
1-Yr T-bill
current yield 0.08%; opening yield 0.09%
2-Yr T-note
current yield 0.22%; opening yield 0.24%
5-Yr T-note
current yield 0.87%; opening yield 0.92%
10-Yr T-note
current yield 2.02%; opening yield 2.07%
30-Yr T-bond
current yield 3.08%; opening yield 3.12%
 

NEWS HEADLINES OVERSHADOW HO HUM DATA

Wednesday, November 2, 2011

ISM STAYS ABOVE 50, ADP PRIVATE PAYROLLS SHOW MODERATE GROWTH
On Tuesday, the ISM survey showed that manufacturing was still expanding, although just barely.  The Institute for Supply Management’s factory index fell to 50.8 in October from 51.6 in September. The median forecast was 52, and the high end of the range was 55, so this was a bit of a disappointment. Although the U.S. markets don’t usually focus on global manufacturing numbers, there is an interest, primarily because the entire world seems to be slowing at the same time. On Monday, both a Chinese manufacturing index and a U.K. factory index fell to their lowest points in 2 ½ years. Although China’s purchasing managers index remained slightly above the 50 mark, Germany, Switzerland, Sweden and the U.K. now signal factory contraction. The growing concern is that Europe is quickly sliding back into recession and may drag the rest of the world down with it.
 
This is, of course, employment week, and Friday’s report on October nonfarm payrolls is expected to show an increase of 95k (according to Bloomberg) and the unemployment rate is expected to remain at 9.1%. Today, the ADP private employment survey came in above expectations with a reported 110k increase during October, while September’s original 91k increase was revised higher to 116k. That is likely to equate to an advance in the official payroll report of something less than 100k, right in line with the consensus estimate. As seems to be the case with much of the data lately, the good news is that employment growth has stabilized, while the bad news is that monthly gains in the 100k range won’t be sufficient to lower the unemployment rate.

GREEK BAILOUT STILL A PROBLEM, MF GLOBAL SINKS
Europe is still influencing the global equity markets. October had been the strongest month in 25 years for the DOW, but things came crashing down last Friday. The initial enthusiasm that followed last Thursday’s announcement of the latest Euro rescue plan was dashed on Friday when Greek Prime Minister Papandreou announced that he would put the matter to a referendum vote, asking the populace to endorse the plan. This action, which would further delay the process and potentially scuttle it entirely, has seriously rattled the markets and jeopardized the entire plan.
 
Adding to the troubles is the “voluntary” 50% haircut on Greek debt. Many experts believe the “haircut” is a thinly veiled default orchestrated to avoid triggering credit default swaps (CDS). Unfortunately, this may be backfiring as the credibility of the CDS product has been undermined. Owners of Greek CDS have essentially purchased a worthless insurance policy. It would be like buying flood insurance for your two-story house, but since only the first floor flooded the insurance doesn’t pay the claim. The perceived value of all CDS has been diminished as a result of these actions and that may actually be harming other troubled sovereign issuers, notably Italy, whose borrowing costs have risen further in the last week. Investors, unable to limit their exposure with CDS, are shunning the debt altogether. Uncertainty abounds and that is not good for markets.
 
Also not good for markets is the failure of another major financial institution. While the bankruptcy of primary dealer MF Global may not carry the weight of the failure of Bear Stearns or Lehman Brothers, it is nonetheless another black eye on the financial industry. This is particularly true in light of news reports that the firm was levered as much as 40 to 1. It has also been reported that some client funds are unaccounted for and may have been commingled with firm funds and potentially lost. This will only serve to reinforce calls for stricter limits on leverage, proprietary trading, and more regulation on an already over-burdened financial sector.
 
FOMC STAYS THE COURSE
The FOMC met today, making only modest changes to their official policy statement with no changes in monetary policy. They reiterated their pledge to hold the fed funds rate at the current 0-0.25% target until mid-2013 and will continue with the program commonly known as Operation Twist. In contrast to recent months, when several FOMC members dissented in opposition to easing, this time Chicago Fed President Charles Evans dissented in favor of additional measures of policy accommodation. In recent speeches Evans has argued for specific triggers to guide monetary policy. In an October 17th speech he said, "I think we should consider committing to keep short-term rates at zero until either the unemployment rate goes below 7 percent or the outlook for inflation over the medium term goes above 3 percent." Look for this idea to get more discussion in future meetings.
 
With all of this news to digest, the financial markets have once again become very volatile. Daily 200 point swings in the DOW seem to have become the norm once again. The yield on the two-year T-note has rallied from 0.31% last Thursday to 0.22% this afternoon. The yield on the 10-year T-note went from just over 2.40% last Thursday to less than 2.00% now.

MARKET INDICATIONS AS OF 3:04 P.M. CENTRAL TIME

DOW
Up 178 to 11,836
NASDAQ
Up 33 to 2,640
S&P 500
Up 20 to 1,238
1-Yr T-bill
current yield 0.10%; opening yield 0.10%
2-Yr T-note
current yield 0.23%; opening yield 0.24%
5-Yr T-note
current yield 0.88%; opening yield 0.90%
10-Yr T-note
current yield 1.99%; opening yield 1.99%
30-Yr T-bond
current yield 3.02%; opening yield 3.00%


GDP TOPS EXPECTATIONS , EURO UPDATE

Thursday, October 27, 2011

THE LATEST EURO RESCUE PACKAGE
Market attention has been focused on headlines out of Europe all week as officials there had been expected to announce the latest and greatest rescue effort. Early this morning, European leaders finally released a broad overview of an agreement which includes private banks agreeing to a “voluntary” 50% haircut on Greek debt, a quadrupling of the European Financial Stability Facility (EFSF) to €1 trillion, and a €106 billion plan to recapitalize the banks. Global markets are cheering as stocks around the world are sharply higher on the latest news. While all this is very encouraging there are still plenty of issues to be resolved. Count me as a skeptic, but it seems like we have seen this movie before. Don’t be surprised if the initial optimism on the announcement fades away as analysts parse through the details. The reality is that the Euro-zone as a whole simply has too much debt, a weakening economy, and a dearth of healthy players to shore up the group.

U.S. DATA LOOKING BETTER
In the United States, the trend of generally better economic data has continued this week. The only exception has been the Conference Board’s Consumer Confidence Index, which surprisingly fell to a 31-month low. The index dropped from 46.4 to 39.8 in October, which was the lowest reading since March of 2009. Consumers must endure a constant barrage of negativity as news stories about the problems in Europe, the occupy Wall Street protests, high unemployment, and politicians who can’t come together on anything dominate the headlines. Clearly, consumers are worried about the economic picture. But there is a dichotomy between what consumers say and what they do. New car sales are chugging along at the fastest pace in five months. September retail sales showed the biggest gain since February. And today’s Q3 GDP report (details below) showed consumer spending grew at a better than expected 2.4% pace. So maybe things aren’t quite as bad as people seem to think.
 
As for the good data, we turn first to yesterday’s report on durable goods orders. While the headline dropped by 0.8% in September that result was skewed by aircraft orders. The more important ex-transportation figure advanced 1.7%, the largest gain in six months. On a year-over-year basis, headline durable goods orders grew 4.9% while ex-transportation was up 8.1%, both very healthy gains.  The closely followed non-defense capital goods ex-aircraft figure, a proxy for business investment which flows into GDP data, climbed 2.4% in September and 8.4% year-over-year. Importantly, for the first time these orders have now exceeded the pre-recession high.
 
Next up is today’s first look at third quarter gross domestic product which showed the economy grew at a 2.5% annual rate, the fastest pace in a year. While 2.5% is fairly mediocre by historical standards, it is solidly in positive territory and should help to alleviate fears that we are headed back into recession. Several of the details within the report were very encouraging. Business fixed investment surged 16.3%, led by corporate spending on equipment and software which climbed 17.4%. Inventories grew at a slower pace than last quarter and actually subtracted from Q3 growth, which would have been 3.6% excluding inventories. That should help Q4 growth as businesses won’t have big stockpiles of inventories to take down. All in all, this was a solid report.
 
Markets have reacted just as one would expect with this stream of news. Stocks have rallied while bonds are selling off. The Dow is up better than 200 points and at the highest level since early August. The two-year Treasury yield has crept up to 0.29% while the 10-year is at 2.28%.

MARKET INDICATIONS AS OF 9:54 A.M. CENTRAL TIME

DOW
Up 233 to 12,102
NASDAQ
Up 52 to 2,703
S&P 500
Up 27 to 1,269
1-Yr T-bill
current yield 0.11%; opening yield 0.11%
2-Yr T-note
current yield 0.29%; opening yield 0.285%
5-Yr T-note
current yield 1.13%; opening yield 1.06%
10-Yr T-note
current yield 2.20%; opening yield 2.28%
30-Yr T-bond
current yield 3.31%; opening yield 3.22%

 


THE OCTOBER 2011 BLOOMBERG INTEREST RATE AND ECONOMIC SURVEYS

Monday, October 24, 2011
 
From October 5 through October 11, 2011, Bloomberg News surveyed 78 top economists for their most recent opinions on the U.S. economy and interest rates. The following are summaries of their responses:
 
The Economic Forecast
 
Unemployment Rate - The median forecast for Q4 2011 unemployment is 9.1%. The median forecast for the next five quarters are 9.0%, 8.9%, 8.8%, 8.7% and 8.6%.
 
Job growth in September remained relatively weak, but was stronger than expected and did improve substantially from Augusts’ woeful zero-sum game. September nonfarm payrolls grew by 103K and upward revisions to prior months accounted for an additional 99K. With the revisions, Augusts’ goose egg became a +57K. We’ll see what the next revisions bring.
 
Government employment on the whole fell by 34K, but state government grew by 2K, after expanding 11K in August. Local governments took it on the chin, slashing 35K jobs across the country, with more likely as lower property values continue to take a bite out of revenues to the localities. Year-over-year since July 2010, property values have declined 4.1%, according to the S&P/Case-Shiller index of the country’s 20 largest cities.
 
The U-6 measure of unemployment (total unemployed, plus all marginally attached workers, plus part-time workers for economic reasons) increased to 16.5% from 16.2% in August, as more people accepted part-time work, unable to find a full-time position. The number of involuntary part-time workers grew by 444k to nearly 9.3 million. These people indicated they would accept a full-time position if one were available.
 
Real GDP (annualized economic growth) - The median GDP growth forecast for Q3 2011 is +1.95%. The median forecast for the next six quarters are +2.0%, +2.0%, +2.2%, +2.5%, 2.5% and 2.5%.
 
Despite 14 million people officially unemployed, another 11.8 million either underemployed or having given up altogether, incessant political bickering and dismally low consumer confidence, enough people are still making purchases to keep the economy afloat. September retail sales came in better than expected, jumping 1.1% during the month, due in large part to auto sales rising by 3.6%. Solid September retail sales will help to support positive GDP growth in Q3, and likely put upward pressure on the estimates included in this survey, which was completed prior to the release of the sales data.
 
Looking toward Q4, expectations for the upcoming holiday shopping season are mixed, but the general consensus seems to be on par with or just slightly lower than that of last year. There was an interesting article recently in the WSJ (here's the link) regarding the ports of Southern California, specifically Los Angeles and Long Beach, and the declining shipping volumes they’ve seen between July and early fall, a time of historically high traffic as retailers typically ramp up inventories ahead of Christmas. In a nutshell, lean inbound shipments from overseas (primarily China) translate to weak expectations from retailers and reduced inventories, as they anticipate an already cash-strapped consumer with a dour outlook on their financial future to remain frugal.
 
The latest quarterly review from Hoisington Investment Management economist Dr. Lacy Hunt paints a similarly dour view of the economy in the coming quarters. The opening sentence reads, “Negative economic growth will probably be registered in the U.S. during the fourth quarter of 2011, and in subsequent quarters in 2012.” Clearly that level of pessimism isn’t shared by the participants of this Bloomberg survey.
 
The initial release of Q3 GDP is due from the Commerce Department on October 27th.
 
Consumer Prices - The median annualized consumer inflation forecast for Q3 2011 is +3.7%. The median forecast for the next five quarters are +3.3%, +2.5%, +2.1%, 2.0% and 2.1%.
 
Consumer prices in September came in on the screws with expectations, rising 0.3%, while the core rate (all items less food and energy) rose only slightly by 0.1% (0.054% unrounded), the weakest one-month increase in core inflation since late 2010. Over the last 12 months, headline CPI is up 3.9% and core CPI is up 2.0%.
 
Based on August numbers from the Labor Department, there are 4.6 job seekers for every available job in the country. With so much competition for so few jobs, employers are under little pressure to offer higher salaries, and for current employees, demanding an increase in salary is, to say the least, difficult. With such pressure on wages and the widespread labor market slack, inflation is expected to be restrained in the upcoming quarters.
 
The Interest Rate Forecast
 
Overnight Fed Funds - The MEDIAN fed funds forecast for Q4 2011 is 0.25%. The MEDIAN forecast for the next five quarters are 0.25%, 0.25%, 0.25%, 0.25% and 0.25%. The current fed funds target rate is a range between 0.00% and 0.25%.
 
With headline consumer inflation subdued and the core rate coming in at the Fed’s preferred level of 2.0%, vast amounts of spare capacity in the labor market and downward pressures on wages, not to mention the Fed’s stated intent to hold the overnight fed funds rate in its current range, no movement in the fed funds rate is expected before the second half of 2013. In fact, Bank of America-Merrill Lynch and Stifel Nicolaus strategists don’t expect action until mid to late 2014, “or later.”
 
Two-year Treasury-note - The average 2-year yield forecast for Q4 2011 is 0.28%. The average yield forecast for the next sixquarters are 0.34%, 0.42%, 0.54%, 0.67%, 0.83% and 1.06%. The current 2-yr Treasury yield is 0.275%.
 
Q4 2011
Q1 2012
Q2 2012
Q3 2012
Q4 2012
Q1 2013
Q2 2013
Current Survey
(October 2011)
0.28%
0.34%
0.42%
0.54%
0.67%
0.83%
1.06%
Prior Survey
(September 2011)
0.24%
0.31%
0.40%
0.51%
0.67%
0.82%
1.03%
 
10-year Treasury-note - The average 10-year yield forecast for Q4 2011 is 2.14%. The average forecast for the next six quarters are 2.29%, 2.51%, 2.71%, 2.89%, 3.07% and 3.29%. The current 10-year yield is 2.21%.
 
Q4 2011
Q1 2012
Q2 2012
Q3 2012
Q4 2012
Q1 2013
Q2 2013
Current Survey
(October 2011)
2.14%
2.29%
2.51%
2.71%
2.89%
3.07%
3.29%
Prior Survey
(September 2011)
2.24%
2.41%
2.61%
2.80%
2.99%
3.18%
3.35%
 
30-year Treasury-bond - The average 30-year yield forecast for Q4 2011 is 3.29%. The average forecast for the next six quarters are 3.39%, 3.59%, 3.78%, 3.94%, 4.15% and 4.33%. The current 30-year yield is 3.24%.
 
Q4 2011
Q1 2012
Q2 2012
Q3 2012
Q4 2012
Q1 2013
Q2 2013
Current Survey
(October 2011)
3.58%
3.69%
3.86%
4.02%
4.16%
4.35%
4.61%
Prior Survey
(September 2011)
3.58%
3.69%
3.86%
4.02%
4.16%
4.35%
4.61%


MARKET INDICATIONS AS OF 8:40 A.M. CENTRAL TIME
DOW
Up 46 to 11,855
NASDAQ
Up 21 to 2,658
S&P 500
Up 2.80 to 1,238
1-Yr T-bill
current yield 0.10%; opening yield 0.10%
2-Yr T-note
current yield 0.27%; opening yield 0.27%
5-Yr T-note
current yield 1.08%; opening yield 1.08%
10-Yr T-note
current yield 2.22%; opening yield 2.21%
30-Yr T-bond
current yield 3.25%; opening yield 3.24%

 

 


RETAIL SALES IMPROVE, STOCKS RALLY

Friday, October 14, 2011

RETAIL SALES FINISH Q3 ON A STRONG NOTE
For a second straight week the economic data has come in better than expected. The biggest news this week was Friday’s retail sales report for September, which advanced 1.1% for the largest gain since February. The Bloomberg survey of economists had predicted a smaller gain of 0.7%. Stripping out some of the more volatile components reveals that sales excluding automobiles gained 0.6%, doubling expectations for a 0.3% advance, and sales ex-autos and ex-gasoline climbed 0.5%, which also topped estimates of a 0.4% gain. Sales ex-autos and ex-gasoline is considered one of the best indicators of overall demand as it removes distortions caused mainly by price and supply fluctuations. Drilling down into the details there was widespread strength in the figures. Auto sales surged 3.6% following a drop of 0.8% in August, giving credence to the previously reported jump in vehicle sales to a 13.1 million unit annual pace from 12.1 million in August. Furniture, clothing, restaurant and general merchandise sales all showed strong gains during September. Negatives included building materials and sporting goods, but gainers outpaced decliners both in number and degree of change, so overall this was a very good report. To top it off, there were also positive revisions to prior months as the August headline was revised to a gain of 0.3% versus the previously reported no change. On a year-over-year basis retail sales are up a healthy 7.9%, compared to 7.5% in August.
 
The news on the employment front was not quite as encouraging, but initial jobless claims did manage a slight improvement, falling by 1,000 to 404k in the latest week. The four-week moving average fell from 415k to 408k, a two-month low. Although jobless claims remain stubbornly high, at least the trend of increases we saw during August and early September has been reversed.

STOCKS RALLY AS RECESSION FEARS ABATE
While neither of these releases were especially strong, they are certainly not indicative of recessionary conditions. When combined with the improvements reported in the prior weeks in the ISM indexes, payroll data, vehicle sales and construction spending, there are reasons to be cautiously optimistic. Coming off an abysmal September the shift is a welcome sign. With a little luck, maybe this one can gain some momentum. Stock and bond markets seem to have gotten the memo as well. The improving economic data has combined with signals that Europe is finally making some progress on their sovereign debt crisis to send stock prices, and bond yields, higher. From a recent low of 10,655 on October 3rd the Dow Jones Industrial Average is up 989 points, just over 9%, to 11,644 as of this writing. The S&P 500 is up more than 11% over that time span. During that same two weeks, the yield on the ten-year Treasury note has risen from 1.75% to 2.27%, while the 30-year Treasury bond has gone from 2.73% to 3.23%.

MARKET INDICATIONS AS OF 3:45 P.M. CENTRAL TIME
DOW
Up 166 to 11,644
NASDAQ
Up 47 to 2,668
S&P 500
Up 21 to 1,225
1-Yr T-bill
current yield 0.10%; opening yield 0.09%
2-Yr T-note
current yield 0.27%; opening yield 0.28%
5-Yr T-note
current yield 1.12%; opening yield 1.10%
10-Yr T-note
current yield 2.25%; opening yield 2.19%
30-Yr T-bond
current yield 3.23%; opening yield 3.15%

LABOR CONDITIONS IMPROVE (SLIGHTLY)

Friday, October 7, 2011

NONFARMS PAYROLLS BEAT DOUR FORECASTS
It may not be cause for celebration, but it was a relief as business payrolls rose by 103k during the month of September. The Bloomberg survey of 91 economists had offered a forecast range of minus 50k to plus 115k, and a median forecast of plus 60k.  Recall that last month, the Labor Department announced there had been zero new jobs created in August, a disturbing number given the recovery officially began two years ago.  This morning’s report actually revised August payrolls up by 57k, and added another 42k to the July tally.  As a result, the three-month average job gain is now +85k, instead of the +35k calculation done last month. Bloomberg News reported that the U.S. economy has now recouped 1.9 million of the 8.75 million jobs lost during the 18-month recession …sort of a glass-quarter-full type statement.  
 
Private payrolls rose by 137k, helping to offset the loss of 34k government jobs, virtually all of which came from the local government sector.  Manufacturing payrolls fell by 13k in September, the biggest drop in over a year, although recent purchasing manager’s surveys suggest some factory hires in the coming months.  Construction jobs rose by 26k, as nonresidential construction ramped up. And service sector jobs climbed by 85k, the most in five months. Labor market analysts estimate that job growth of 200k per month is necessary to reduce the unemployment rate, while somewhere around 150k jobs are required just to absorb all new workers entering the workforce each month.     
 
The headline unemployment rate held steady at 9.1%, although the broader U6 measure, which includes discouraged workers as well as those who are working part-time but would rather have a fulltime position, rose from 16.2% to 16.5%, the highest this year. The number of Americans working part-time for economic reasons rose by 444k to 9.3 million in September. It seems many employers are still reducing the hours of their current employees and opting to hire part-time workers, perhaps to reduce benefits costs.
 
Some of the minor numbers within the report were also encouraging.  The share of the population holding a job rose from 58.2 to 58.3 in September, average hourly earnings rose by 0.2% in September after falling 0.1% in August, and the average workweek climbed from 34.2 to 34.3 hours.  The takeaway from recent improvement seems to be that the economic and political news in July and August was terrible and employers and consumers got really nervous, while relative calm in September has restored mediocrity.  Economic numbers this week have been far from great, but hardly recessionary.
 
On a side note, the DOW, which hit a low of 10,432 on Tuesday, has staged a quiet, though remarkable recovery, and is now at 11,194. Much of the turnaround stems from questionable optimism out of Europe.          
        

MARKET INDICATIONS AS OF 8:55 A.M. CENTRAL TIME
DOW
Up 71 to 11,194
NASDAQ
Down 5 to 2,502
S&P 500
Up 3 to 1,168
1-Yr T-bill
current yield 0.08%; opening yield 0.08%
2-Yr T-note
current yield 0.27%; opening yield 0.27%
5-Yr T-note
current yield 1.05%; opening yield 1.00%
10-Yr T-note
current yield 2.07%; opening yield 1.99%
30-Yr T-bond
current yield 3.02%; opening yield 2.95%

 


EXPANSION IN SEPTEMBER PURCHASING MANAGERS REPORTS

Wednesday, October 5, 2011

ISM IMPROVES
On Monday, the Institute for Supply Management (ISM) manufacturing index for September bettered expectations by rising from 50.6 to 51.6. Although this number is generated from a monthly phone survey of U.S. purchasing managers, it has proven to be a reliable leading indicator and is closely followed by market participants. Encouraging details within the key index included gains in current production (48.6 to 51.2), employment (51.8 to 53.8) and export orders. Recall that any number above the 50 mark indicates expansion in the manufacturing sector.  In December of 2008, this series hit a low point of 33.3. Clearly, there is a slowing down of the pace, as the January through April indexes were all above 60, but much of the summer slowdown was driven by natural disasters in Japan.  Recent pessimism probably has to do with the ongoing sovereign debt crisis in Europe, the U.S. debt ceiling debacle and subsequent credit downgrade by S&P and the global economic slowdown, but maybe things aren’t quite as bad as they seem.  We’d all braced for exceptionally bad news, which positions us for upside surprises going forward. 
 
This morning, the ISM non-manufacturing index was released. This index represents the much larger (90%) service sector of the economy, but has a much shorter track record than its more established sister report. The expectation was for a slight decline in the index from 53.3 to 52.8, but still above the expansion point. The actual September number was slightly better at 53.0.  By contrast, the low point for this series was 37.6 in November 2008. Within the number, new orders rose from 52.8 to 56.5, while the employment measure fell from 51.6 to 48.7.
 
JOB NUMBERS
Although the expectation of hiring fewer future workers in the service sector is discouraging, it’s only a survey. The ADP employment report was also released this morning, and it painted a slightly better labor market picture with companies reporting the actual creation of 91k jobs in September, more than the 89k reported in August, and above the median forecast of 75k. 
 
On Friday morning, the September employment report will be released.  With 45k striking Verizon employees back at work, September numbers will probably show significant paper improvement from August when zero jobs were created overall.  The median forecast is for a nonfarm payroll increase of 60k, although several economists have projected more than double this number. The unemployment rate is expected to remain at 9.1%.  Although job creation is still poor, a steady stream of discouraged workers have regularly exited the labor force and made the overall unemployment rate appear a bit better than it would have otherwise.  Days after the August labor report was released, UT Finance Professor Sandy Leeds wrote in his blog that if the workforce participation rate were to rise from the current 64% back to a more normal 66%, the official unemployment rate would be 11.8%.
 
Yields are a bit higher in early trading, perhaps due to the data, relative calm in Europe and positive stock market movement.   
 
MARKET INDICATIONS AS OF 10:40 A.M. CENTRAL TIME
DOW
Up 57 to 10,866
NASDAQ
Up 34 to 2,438
S&P 500
Up 8 to 1,132
1-Yr T-bill
current yield 0.09%; opening yield 0.10%
2-Yr T-note
current yield 0.26%; opening yield 0.25%
5-Yr T-note
current yield 0.95%; opening yield 0.90%
10-Yr T-note
current yield 1.89% opening yield 1.82%
30-Yr T-bond
current yield 2.87%; opening yield 2.81%

 


MINOR NEWS ...BUT GOOD NEWS

 
Thursday, September 29, 2011
 
Q2 GDP REVISED HIGHER
The economic news over the past five months, on the whole, has been abysmal.  So, when we see data that’s simply better-than-expected, it’s cause for relief. The final revision of the second quarter GDP was released this morning, and economic growth actually rose from 1.0% to 1.3%, still well below the historical norm of 3%, but improved from the first quarter final reading of 0.4%.  A 1.3% economic growth rate certainly won’t push unemployment lower, but it isn’t a recessionary number either.
 
Within the overall Q2 number, personal consumption expenditures (consumer spending) rose by 0.7%, a fair improvement from the 0.4% first revision and well above the 0.1% initial estimate, but still a weak link.  Business spending, on the other hand, was unrevised at up 6.4%, well above the 3.8% Q1 pace. Government spending, normally a significant contributor to GDP during sluggish economic periods, was unrevised -0.9%, a small decrease compared to the huge 5.9% drop in Q1.  Most of the difference in government spending from quarter to quarter was due to defense spending, which went from a 12.6% decline to a 7% increase.  

UNEMPLOYMENT CLAIMS FALL
If it’s all about jobs these days, the weekly first-time filings for unemployment benefits suggest improvement. Initial claims fell by 37k to 391k for the week ending September 24th to the lowest level since April. The average forecast was 420k, so the actual number was quite a bit lower than expected, and appears somewhat suspicious. Analysts are already writing that seasonal factors may have distorted the number. 
 
Still, stocks are up and bond prices are down, pushing short and intermediate yields slightly higher.  Much of this has to do with a fresh round of optimism over the European crisis.  Germany will vote today on whether to increase the size of the European bailout fund to allow for additional rescue funds for Greece. Although there is mounting opposition throughout Germany, the vote is expected to pass. Germany is the strongest economy in the Eurozone, and has been bearing the majority of the financial bailout burden. The German people generally don’t like this, but like France, Germany is between a rock and a hard place since their largest banks hold significant amounts of debt from the same countries they’re trying to rescue from financial bankruptcy.    

MARKET INDICATIONS AS OF 10:25 A.M. CENTRAL TIME
DOW
Up 148 to 11,159
NASDAQ
Down 4 to 2,487
S&P 500
Up 6 to 1,154
1-Yr T-bill
current yield 0.10; opening yield 0.10%
2-Yr T-note
current yield 0.26%; opening yield 0.25%
5-Yr T-note
current yield 1.00%; opening yield 0.94%
10-Yr T-note
current yield 2.01%; opening yield 1.98%
30-Yr T-bond
current yield 3.06%; opening yield 3.07%
 

FOMC ELECTS TO DO THE TWIST
 
Wednesday, September 21, 2011
 
FOMC ANNOUNCES OPERATION TWIST, DOES NOT CUT IOER RATE
The Federal Reserve’s Federal Open Market Committee (FOMC) concluded its two-day meeting today and as  widely expected announced that they will implement what is being called “Operation Twist.” As we noted yesterday, the FOMC’s plan is to extend the average maturity of its holdings of securities by buying longer term securities and selling shorter term securities. The details of the program reveal the intent to sell $400 billion of Treasury securities with remaining maturities between 3 months and 3 years, and to use the proceeds to buy Treasury securities with maturities of 6 to 30 years. The Fed intends for this to be completed by June 2012. According to the FOMC’s statement, “This program should put downward pressure on longer-term interest rates and help make broader financial conditions more accommodative.”
 
In a somewhat unexpected move, the FOMC also announced plans to “reinvest principal payments from its holdings of agency debt and agency mortgage-backed securities in agency mortgage-backed securities.” Previously, these flows were being reinvested into Treasury securities. Coupled with Operation Twist, this action should keep mortgage rates extremely low, perhaps even breaking below 4% for 30-year fixed rate loans.
 
The FOMC did not announce any change in the interest rate paid on excess reserves, perhaps acknowledging that the benefits of such action would not outweigh the problems it could create for banks and money market funds. The FOMC also maintained the current fed funds target of 0 to 0.25% and reiterated that current conditions were “likely to warrant exceptionally low levels for the federal funds rate at least through mid-2013.” Today’s action was not unanimous with Fisher, Kocherlakota, and Plosser voting against and not supporting additional policy accommodation at this time. These are the same three who dissented last month, opposing the “at least through mid-2013” language.
 
The text of the complete statement can be found here.

IN OTHER NEWS
Housing starts continue to bounce along the bottom, falling to a 571k unit annual pace and showing no real signs of recovery as new home builders just can’t compete with the glut of existing homes available for sale. For their part, existing home sales did manage to increase in August, climbing 7.7% to a 5.03 million unit annual pace. Foreclosure driven price declines and record low mortgage rates may finally be helping as sales were up 19% from the same month last year. Nearly a third of all sales, 31%, were distressed sales, meaning foreclosure or short sales and 29% were cash sales, indicating that investors are becoming more active.
 
Moody’s downgraded the credit ratings of Bank of America Corp., Wells Fargo & Co., and Citigroup Inc. Bank of America’s long-term senior debt was cut to Baa1 from A2 while the short-term debt was lowered to P-2 from P-1. Wells Fargo was cut from A1 to A2 while the short-term rating of P-1 was affirmed. For Citigroup, the long-term rating was affirmed at A-3 while the short-term was to cut to P-2. Moody’s separates the ratings of the corporate parent companies from the bank subsidiaries. For the bank’s themselves, all three maintained the P-1 short-term rating with long-term ratings now at A2 for Bank of America N.A.; Aa3 for Wells Fargo Bank N.A.; and A1 for Citibank N.A.
 
Markets were fairly quiet ahead of today’s FOMC announcement as investors were waiting to see what the Fed would do. Following the announcement we have seen short rates move slightly higher and long rates move lower. This is exactly what you expect when the Fed announces plans to sell short and buy long. The two-year Treasury yield has climbed from 0.16% before the announcement to 0.20% after, while the three-year rose from 0.30% to 0.38%. The 10-year T-note rallied to a new record low yield of 1.852% and the 30-year has flirted with breaking below 3%.

MARKET INDICATIONS AS OF 2:03 P.M. CENTRAL TIME
DOW
Down 111 to 11,297
NASDAQ
Down 4 to 2,586
S&P 500
Down 14 to 1,188
1-Yr T-bill
current yield 0.10%; opening yield 0.07%
2-Yr T-note
current yield 0.20%; opening yield 0.16%
5-Yr T-note
current yield 0.86%; opening yield 0.84%
10-Yr T-note
current yield 1.88%; opening yield 1.94%
30-Yr T-bond
current yield 3.04%; opening yield 3.20%
 

FED ACTIONS MAY LEAD TO EVEN LOWER RATES
 
Tuesday, September 20, 2011
 
OPERATION TWIST
The two-year Treasury note traded to yet another record low yesterday, reaching 0.143%. Treasury bills are paying nothing, and in some cases less than nothing, until February 2012. Remarkably, investors would have to extend out beyond five and a half years, to April 2017, before they could reach a 1% yield in Treasuries. The 10-year T-note is currently trading at 1.93%, just above the record low 1.92% reached earlier this month. Despite this, the economy remains very weak, unemployment is unacceptably high, and the Fed seems to believe that rates aren’t quite low enough. It is widely expected that at the conclusion of a two-day FOMC meeting that began today, the Fed will announce new measures to try and stimulate economic growth. Market participants believe the Fed is likely to announce what is being referred to as “Operation Twist.” Put quite simply, this would entail extending the duration of their portfolio by taking the proceeds from principal and interest payments on the existing portfolio, and perhaps even outright selling of shorter-term positions, and investing those funds into longer term securities. The apparent goal being to lower long-term interest rates in hopes of stimulating economic growth through lower borrowing costs for businesses, homeowners, potential home buyers and so on. Much of this has already been priced into the market. The only real question seems to be in the details surrounding the timing and size of the program.  One could argue that if the Fed were to invest fewer dollars in short-term securities, or sell short-term securities, then short rates would rise. But that notion is being countered by another potential Fed policy move that could have very serious ramifications for short-term investors.

INTEREST ON EXCESS RESERVES (IOER)
Banking rules require that all banks hold a certain percentage of their deposits in reserves held at the Federal Reserve Bank. In practice, most banks maintain deposits at the Fed far in excess of what is required. These are commonly known as excess reserves. The Fed, quite graciously, pays banks interest on those excess reserves. The current rate of Interest on Excess Reserves paid by the Fed is 0.25%, which when compared to other investment options has become very generous. Banks can take in funds from customer deposits, repurchase agreements, and other investments, paying those customers next to nothing in interest, and simply park those funds at the Fed to earn 0.25%. Even if they have to pay FDIC insurance charges on the reserve balances, they still earn a positive spread. As a result, banks have accumulated $1.6 TRILLION in excess reserves.
 
The Fed is now realizing this may not be ideal. The whole point of pumping money into the economy and lowering interest rates is to encourage lending of funds, not to have those funds sitting idle.  Fed officials want banks to lend.  They want money in circulation.  They want depositors to invest in new plants and equipment. They want a virtuous cycle of economic expansion, not a giant pile of cash sitting at the Fed doing nothing but earning interest for member banks.  So, there is a good chance that the Fed is going to cut the IOER rate by at least 10 or 15 bps, and perhaps all the way to zero.
 
The unintended consequence of this action is that if the banks were no longer earning IOER, they’d have little incentive to leave excess money at the Fed, and would quickly seek out short-term investment alternatives paying a positive yield.  In theory, that would be another $1.6 trillion chasing T-bills all the way down to zero.  Under this scenario, agency discount notes, already in the single digits, would be next, and zero percent interest rates would move further and further out the maturity curve. Unable to earn a positive spread, banks would no longer be willing to pay 10 or 12 bps for fed funds or repurchase agreements. Short-term investors, money market funds, and local government investment pools would find even fewer options available. Yields on these funds would move towards zero as their options are limited by law or policy guidelines.  The market’s anticipation of this cut is one reason why short-term yields have moved lower in recent days. 
 
Stay tuned. We’ll have a recap of any FOMC action following tomorrow’s post-meeting announcement.

MARKET INDICATIONS AS OF 3:08 P.M. CENTRAL TIME
DOW
Up 7 to 11,408
NASDAQ
Down 22 to 2,590
S&P 500
Down 2 to 1,202
1-Yr T-bill
current yield 0.07%; opening yield 0.07%
2-Yr T-note
current yield 0.157%; opening yield 0.153%
5-Yr T-note
current yield 0.835%; opening yield 0.84%
10-Yr T-note
current yield 1.93%; opening yield 1.95%
30-Yr T-bond
current yield 3.20%; opening yield 3.22%
 

THE BLOOMBERG INTEREST RATE AND ECONOMIC SURVEYS
 
Friday, September 16, 2011
 
From September 2 through September 7, 2011, Bloomberg News surveyed 66 top economists for their most recent opinions on the U.S. economy and interest rates. The following are summaries of their responses:
 
The Economic Forecast
Unemployment Rate - The median forecast for Q3 2011 unemployment is 9.1%. The median forecast for the next five quarters are 9.0%, 9.0%, 8.9%, 8.8% and 8.6%.
 
The August jobs report showed zero net job creation, while downward revisions to the previous three months subtracted another 58k. The nation’s unemployment rate, not surprisingly, remained stubbornly high at 9.1%. In order to bring down the unemployment rate, clearly we need to see some jobs created each month. Analysts’ opinions vary on how many new jobs must be added each month in order to bring down the unemployment rate; some say 150k while others 250k. Unfortunately, since January, monthly job gains have averaged 109k, while the last four months ending August have averaged less than 40k.
 
The U-6 measure of unemployment (total unemployed, plus all marginally attached workers, plus part-time workers for economic reasons) increased slightly to 16.2% from 16.1% in August, the third consecutive month above 16%. The number of involuntary part-time workers grew by 430k to more than 8.8 million. These people indicated they would accept a full-time position if one were available.
 
According to the survey, the unemployment rate is expected to remain at or above 9.0% for the remainder 2011 and the first quarter of 2012, then slowly decline through 2012. But, according to the White House, through its Office of Management and Budget, unemployment is expected to average 9.0% through 2012.
 
Real GDP (annualized economic growth) - The median GDP growth forecast for Q2 2011 is +1.0%. The median forecast for the next sixquarters are +1.8%, +2.2%, +2.1%, +2.4%, 2.5% and 2.5%.
 
The second estimate of Q2 GDP growth was revised lower from 1.3% to an anemic 1.0%. That followed a first quarter with 0.4% growth, placing the first half of 2011 dangerously close to recessionary territory. With hundreds of thousands of full timers now relegated to part time work and ever declining consumer confidence, consumer spending is expected to remain under pressure for the second half of the year. That was confirmed in Wednesday’s retail sales report, which like August jobs, showed zero growth in August.
 
According to the recent Bloomberg Consumer Confidence survey, nine of every 10 Americans polled held a negative view on the economy. The lack of confidence among consumers has naturally stunted their willingness to spend, which coupled with lackluster job growth, does not bode well for an economy already on life support.
 
The third and final release of Q2 GDP is due from the Commerce Department on September 29th.
 
Consumer Prices - The median annualized consumer inflation forecast for Q3 2011 is +3.5%. The median forecast for the next five quarters are +3.1%, +2.35%, +1.8%, 1.9% and 2.1%.
 
Consumer prices in August came in higher than expected, as headline CPI was +0.4% while the core rate (all items less food and energy) was a more moderate +0.2%. As many of us can anecdotally attest to, prices were higher in energy (+1.2%), gasoline (+1.9%) and food (+0.5%), but also in the shelter prices, where vacancy rates have come down, as previously foreclosed homes are entering the rental pool. Year over year, headline CPI is up 3.8% and core CPI is up 2.0%.
 
The Interest Rate Forecast
 
Overnight Fed Funds - The MEDIAN fed funds forecast for Q3 2011 is 0.25%. The MEDIAN forecast for the next five quarters are 0.25%, 0.25%, 0.25%, 0.25% and 0.25%. The current fed funds target rate is a range between 0.00% and 0.25%.
 
According to the WSJ, “Federal Reserve officials are considering three unconventional steps to revive the economic recovery and seem increasingly inclined to take at least one as they prepare to meet this month.” 
 
The steps under consideration include:
a)      “Operation Twist” – The purchase long-term bonds while simultaneously selling short ones,
b)      Lowering or eliminating payments on reserves, and/or
c)      Changing the language of the statement to incorporate specific unemployment rate or inflation targets which would have to be hit before the fed funds rate increased.
 
The Fed’s FOMC will convene for a two-day meeting next week, September 20-21.
 
Two-year Treasury-note - The average 2-year yield forecast for Q3 2011 is 0.24%. The average yield forecast for the next sixquarters are 0.31%, 0.40%, 0.51%, 0.67%, 0.82% and 1.03%. The current 2-yr Treasury yield is 0.17%.
 
Q3 2011
Q4 2011
Q1 2012
Q2 2012
Q3 2012
Q4 2012
Q1 2013
Current Survey
(September 2011)
0.24%
0.31%
0.40%
0.51%
0.67%
0.82%
1.03%
Prior Survey
(August 2011)
0.44%
0.59%
0.73%
0.93%
1.10%
1.31%
1.63%
 
10-year Treasury-note - The average 10-year yield forecast for Q3 2011 is 2.24%. The average forecast for the next six quarters are 2.41%, 2.61%, 2.80%, 2.99%, 3.18% and 3.35%. The current 10-year yield is 2.07%.
 
Q3 2011
Q4 2011
Q1 2012
Q2 2012
Q3 2012
Q4 2012
Q1 2013
Current Survey
(September 2011)
2.24%
2.41%
2.61%
2.80%
2.99%
3.18%
3.35%
Prior Survey
(August 2011)
2.75%
2.93%
3.10%
3.27%
3.43%
3.57%
3.73%
 
30-year Treasury-bond - The average 30-year yield forecast for Q3 2011 is 3.58%. The average forecast for the next six quarters are 3.69%, 3.86%, 4.02%, 4.16%, 4.35% and 4.61%. The current 30-year yield is 3.32%.
 
Q3 2011
Q4 2011
Q1 2012
Q2 2012
Q3 2012
Q4 2012
Q1 2013
Current Survey
(September 2011)
3.58%
3.69%
3.86%
4.02%
4.16%
4.35%
4.61%
Prior Survey
(August 2011)
4.06%
4.22%
4.33%
4.48%
4.62%
4.73%
4.82%


MARKET INDICATIONS AS OF 10:05 A.M. CENTRAL TIME
DOW
Up 18 to 11,452
NASDAQ
Up 1.85 to 2,608
S&P 500
Down 6.20 to 1,198
1-Yr T-bill
current yield 0.07%; opening yield 0.08%
2-Yr T-note
current yield 0.17%; opening yield 0.19%
5-Yr T-note
current yield 0.93%; opening yield 0.95%
10-Yr T-note
current yield 2.07%; opening yield 2.10%
30-Yr T-bond
current yield 3.32%; opening yield 3.37%
 

CONSUMER SPENDING STALLS
 
Wednesday, Sept 14, 2011
 
RETAIL SALES FLAT IN AUGUST
There’s little point in going into great detail. The August retail sales data continued a recent string of particularly disappointing news that can probably be traced back to the debt ceiling debacle and the subsequent S&P downgrade of U.S. Treasury debt. Retail sales were unchanged in August, below the anemic 0.2% median forecasted gain. Although the year-over-year increase was a solid 8.4%, over the past three month period retail sales have risen at an annualized rate of just 1.7%, the slowest pace in 12 months. The consumer is nervous amid economic uncertainty and political turmoil.

PRODUCER PRICES ARE ALSO FLAT
A cooling of the global economy has resulted in a decrease in producer prices. The Producer Price Index (PPI) was unchanged in August, exactly matching the Bloomberg median forecast. On a year-over-year basis, headline PPI was up 6.5%, down from July's 7.2% YOY increase. Core PPI, which excludes food and energy prices, rose just 0.1% in August and 2.5% year-over-year. Food prices increased by a significant 1.1%, while energy prices provided an offset by falling 1.0%. Any apparent easing of price pressure is welcomed by Fed officials who are in the midst of a very accommodative monetary policy, which some experts believe could prove inflationary over time. The more important Consumer Price Index (CPI) for August will be released tomorrow. The median Bloomberg CPI forecast is for a 0.2% increase in both the headline and the core.       

MARKET INDICATIONS AS OF 11:00 A.M. CENTRAL TIME
DOW
UP 15 to 11,121
NASDAQ
UP 17 to 2,549
S&P 500
UP 6 to 1,171
1-Yr T-bill
current yield 0.06%; opening yield 0.06%
2-Yr T-note
current yield 0.18%; opening yield 0.20%
5-Yr T-note
current yield 0.88%; opening yield 0.88%
10-Yr T-note
current yield 2.00%; opening yield 1.99%
30-Yr T-bond
current yield 3.34%; opening yield 3.33%
 

 
AUGUST LABOR REPORT DISAPPOINTS
 
Friday, September 2, 2011
 
NONFARM PAYROLLS SHOW ZERO GAINS  
The financial markets were generally expecting a bad jobs report.  The forecasts that made up the Bloomberg survey had averaged a small gain of 66k, with three of the 86 economists surveyed calling for negative payroll growth. The pessimistic economists were close. Nonfarm payroll growth was zero in August, and downward revisions to the past three months subtracted another 58k. Verizon workers had a substantial impact on the August data as 45k workers were on strike, and thus jobless, during the survey period. Local governments continued to cut payrolls as another 20k jobs disappeared. Manufacturing payrolls slipped 3k following an encouraging 36k gain in the previous month, while retail and construction jobs fell 8k and 5k respectively. Most of the August gains were concentrated in the health care arena with 30k new jobs.
 
Payroll gains for the last three months (revised) have now averaged 35k.  The general rule of thumb is that the economy needs to generate 125k to 150k new jobs simply to absorb new workers entering the labor force every month. It isn’t clear whether the traditional model accounts for elderly workers retiring much later than they’d imagined. Another rule-of thumb is that around 200k jobs per month is needed in order to reduce the unemployment rate in a meaningful way.  Clearly, the economy has a long way to go.   
 
The unemployment rate, which is tabulated through a separate survey of U.S. households as opposed to the company survey which is used to tabulate nonfarm payroll, held steady at 9.1% in August.  The unemployment rate among adult men (8.9%), adult women (8.0%) and teenagers (25.4%) held steady.  Those unemployed for 27 weeks or longer was unchanged at 6 million, or 42.9% of unemployed workers.  Workers employed part-time for economic reasons, rose from 8.4 to 8.8 million.  The U6 measure of unemployment, representing all of those who would accept a full-time position if it were offered to them, rose from 16.1% to 16.2%.   
 
The bottom line is August was a month full of uncertainly, with the budget battle, S&P downgrade, escalating problems in Europe and an extremely volatile stock market hammering away at confidence and causing businesses to postpone or curtail hiring plans. With the Verizon workers returning on the 22nd, the September payrolls will get a boost. With luck, August will mark the low point of the year, although both the Administration and the Fed are calling for little change in the unemployment rate through the end of next year.                                                     
   
MANUFATURING OUTLOOK DIMS
Yesterday, The ISM manufacturing index fell from 50.9 to 50.6 in August for the third consecutive monthly decline. Still, the headline number was well above median forecast of 48.5 and remained just above the important 50 mark, indicating that the factory sector is still expanding. Within the number, the production index fell from 52.3 to 48.6, marking the first sub-50 reading since May 2009. The new orders index climbed from 49.2 to 49.6 but continued contracting for the second straight month, Relative bright spots included the export orders index which fell from 54.0 to 50.5 and the employment index which slipped from 53.5 to 51.8.
 
On Tuesday, the Conference Board’s August measure of consumer confidence plunged 14.7 points from 59.2 to 44.5, the lowest reading since April 2009. The 14.7 point decline was the largest since October 2008, although the extreme pessimism reflects the very public debt ceiling fight, and the S&P downgrade of U.S. Treasury debt. Within the headline number, the expectations index dropped a whopping 23 points, while the present situation index fell by only 2.4 points. Respondents indicated some labor market deterioration with a net 44.4% believing jobs were difficult to find versus 39.7% in the prior month. Just 4.7% view employment as plentiful, while 49.1% think employment opportunities are scarce. 40.6% thought business conditions were “bad,” while 88.2% expected business conditions would get worse or stay the same over the next six months.  
 
Stocks are taking an early beating while bonds have rallied, primarily on the intermediate to long end of the curve, driving yields toward new record lows. 

MARKET INDICATIONS AS OF 8:46 A.M. CENTRAL TIME
DOW
DOWN 243 to 11,250
NASDAQ
DOWN 55 to 2,490
S&P 500
DOWN 27 to 1,177
1-Yr T-bill
current yield 0.09%; opening yield 0.09%
2-Yr T-note
current yield 0.20%; opening yield 0.18%
5-Yr T-note
current yield 0.87%; opening yield 0.90%
10-Yr T-note
current yield 2.02%; opening yield 2.13%
30-Yr T-bond
current yield 3.34%; opening yield 3.49%
 
 

U.S. SUPPORT OF FANNIE MAE AND FREDDIE MAC
 
Thursday, September 01, 2011
 
“EFFECTIVE GUARANTEE” OF FANNIE MAE AND FREDDIE MAC
During the summer of 2008, as what has become known as the “Great Financial Crisis” was just beginning to unfold, many investors became concerned over the safety and soundness of the two housing related government sponsored enterprises (GSEs); Fannie Mae and Freddie Mac. Despite the obvious signs of stress building in the market at that time, it was the belief of most analysts that these two GSEs enjoyed the unique support of the United States government and that they would not be allowed to default on their obligations. This position was supported by many years of history, the facts available at the time, and a multitude of statements and actions by high ranking government officials throughout the spring and summer of 2008.
 
On September 7, 2008, the U.S. government placed Fannie Mae and Freddie Mac into conservatorship, effectively taking control of the two GSEs and assuming all of their assets and liabilities. This action further strengthened the commitment of the U.S. government to stand behind the obligations of Fannie Mae and Freddie Mac.
 
It has been three years since Fannie Mae and Freddie Mac were placed into conservatorship, yet we continue to field questions about these GSEs, the safety of their obligations, and the nature of the government’s support. We have compiled the following points to highlight the government’s role in supporting these GSEs and to support the notion that their debt obligations are effectively guaranteed by the United States government:
 
1.       The primary mechanism by which the government supports Fannie Mae and Freddie Mac is through the Senior Preferred Stock Purchase Agreement (SPSPA). According to the U.S. Treasury Department’s FAQ announcement dated September 11, 2008 [Source: Treasury FAQ Link ]:
a.       “The preferred stock purchase agreement is a binding legal obligation between two parties. The agreement is designed to prohibit any amendment that would decrease the amount of Treasury’s funding commitment or add funding conditions that would adversely affect debt or mortgage-backed securities holders.”
b.      “Does the SPSPA protect debt and mortgage backed securities issued or maturing after 2009? Yes. The holders of senior debt, subordinated debt and mortgage backed securities issued or guaranteed by these GSEs are protected by the agreement without regard to when those securities were issued or guaranteed. Debt and mortgage backed securities issued or guaranteed both before and after December 31, 2009 are protected by the agreement.”
 
2.       On February 18, 2009, the Federal Housing Finance Agency (the government regulator and conservator of the GSEs) released Mortgage Market Note 09-1. This release included the following statements [Source: FHFA 09-1 Link ]:
a.      “The SPSPAs effectively provide a long-term federal guarantee to existing and future debt holders.”
b.      “The SPSPAs effectively guarantee senior and subordinated debt and Enterprise-guaranteed MBS by ensuring the solvency of each Enterprise.”
c.       “If an Enterprise’s liabilities exceed its assets under generally accepted accounting principles, the Treasury must provide sufficient cash capital to eliminate that deficit in exchange for senior preferred stock. “
d.      “On February 18, 2009, Treasury announced that it was doubling the size of its commitment to each Enterprise to $200 billion. That additional capital supports all past and future debt and MBS issues with no set expiration date.”
e.       “The Justice Department has issued an opinion that each SPSPA creates a binding obligation on the United States to provide the financial backstop set forth therein, without time limit, for the duration of the SPSPA and the liabilities protected by the SPSPA. Thus, the Treasury’s commitment to provide capital to Fannie Mae and Freddie Mac is enforceable in federal court…”
 
3.       From a Treasury press release dated December 24, 2009 [Source: Treasury Press 12-24-09 Link ]:
a.       “The amendments to these agreements announced today should leave no uncertainty about the Treasury’s commitment to support these firms as they continue to play a vital role in the housing market during this current crisis.”
b.      “Treasury is now amending the PSPAs to allow the cap on Treasury's funding commitment under these agreements to increase as necessary to accommodate any cumulative reduction in net worth over the next three years.”
 
4.       From the Federal Housing Finance Agency’s Mortgage Market Note 10-1 dated January 20, 2010
[Source: FHFA 10-1 Link ]:
a.       “The SPAs are the cornerstone of the financial support that the Treasury is providing to Fannie Mae and Freddie Mac. The SPAs effectively provide a very long-term federal guarantee to existing and future debt holders. As amended on December 24, 2009, each SPA commits the Treasury to provide additional support to each Enterprise through the end of 2012 in exchange for senior preferred shares. Treasury’s financial commitment now equals the greater of $200 billion or $200 billion plus cumulative net worth deficits experienced during 2010, 2011, and 2012, less any surplus remaining as of December 31, 2012.”
b.      The SPAs do not expire on December 31, 2012. Rather, that is the date at which the maximum commitment amount will be determined.  The GSEs can draw on unlimited support until then. After that date the amount is capped as described above, but does not expire. “Treasury’s commitment protects the credit interests of all holders of the Enterprises’ senior and subordinated debt and MBS with no expiration date.”
 
In conclusion, we believe it is very clear from the various statements and agreements that the United States government is fully committed and legally obligated to the support of Fannie Mae and Freddie Mac.
 

 
BERNANKE OFFERS NO NEW ACCOMODATION WHILE GDP IS REVISED LOWER
 
Friday, August 26, 2011
 
U.S. ECONOMIC GROWTH SLIPS ANOTHER NOTCH  
Gross Domestic Product (GDP) for the second quarter was revised downward this morning from an already disappointing 1.3% annualized growth rate to 1.0%.  This follows a tiny 0.4% increase in GDP growth in the first quarter and only feeds the argument that the economy has stalled and may be tipping into recession.  Historically, the U.S. economy has averaged annual growth of around 3%, and given the massive amount of tax cuts and stimulus stirred into the recovery in recent years, we might have expected quite a bit higher than that.  But in fact, it’s been two years since the “Great Recession” officially ended, and the overall size of the economy, at $13.26 trillion, is still well below prerecession levels. 
 
BERNANKE ASSURES WYOMING AUDIENCE
Fed Chairman Ben Bernanke spoke this morning at a much anticipated annual gathering of economists and central bankers in Jackson Hole, Wyoming.  At last year’s conference, Bernanke had given an early indication that there would be a second round of quantitative easing, commonly referred to as QE2.  At the time, his comments pushed interest rates sharply lower in anticipation. This year, with the economy spiraling downward, the financial markets were hoping that the Fed Chairman would promise additional stimulus.  He did not.  He expressed concern over “extraordinarily high levels of long-term unemployment,” as well as a “depressed” housing market, but assured his audience that the Fed “…has a range of tools that could be used to provide additional monetary stimulus” if needed, and went on to say that “it may take some time, but we can reasonably expect to see a return to growth rates and employment levels consistent with underlying fundamentals.”  His optimistic words may have been the spark that reversed an early 225 point drop in the DOW and turned it into a 135 point gain, but in a sign that the Fed understands the magnitude of the near-term problems it faces, next month’s FOMC meeting was extended from one day to two, so they’d have plenty of discussion time. 

MARKET INDICATIONS AS OF 3:10 P.M. CENTRAL TIME
DOW
UP 135 points to 11,284
NASDAQ
UP 60 points to 2,480
S&P 500
UP 17 points to 1,176
1-Yr T-bill
current yield 0.08%; opening yield 0.09%
2-Yr T-note
current yield 0.19%; opening yield 0.21%
5-Yr T-note
current yield 0.94%; opening yield 0.99%
10-Yr T-note
current yield 2.18%; opening yield 2.23%
30-Yr T-bond
current yield 3.53%; opening yield 3.60%
 
 

 
AUGUST 2011 BLOOMBERG INTEREST RATE AND ECONOMIC SURVEYS 
 
Friday, August 19, 2011
 
From August 2 through August 10, 2011, Bloomberg News surveyed 53 top economists for their most recent opinions on the U.S. economy and interest rates. The following are summaries of their responses:
 
The Economic Forecast
 
Unemployment Rate - The median forecast for Q3 2011 unemployment is 9.0%. The median forecast for the next five quarters are 8.9%, 8.7%, 8.6%, 8.5% and 8.4%.
 
Nonfarm payrolls grew by 117K in July, better than the 85K jump expected by economists in the Bloomberg survey. The prior three months saw upward revisions of 56K jobs, half of which were attributed to June (18K vs. 46K). State and local governments continued to bear the brunt of the contracting workforce – down 39K in July and lower by 611K since 2008. Private payrolls fared better, rising 154K in July and 80K in June.
 
The unemployment rate fell one-tenth to 9.1%. Ideally, when the unemployment rate declines, it is the result of job growth as more people enter the labor force. Unfortunately, the decline wasn’t from more people finding work, but instead, the product of 193K people leaving the labor force, lowering the labor force participation rate to 63.9, its lowest level since 1984.
 
Of the 13.9 million people out of work, 6.2 million were considered long-term unemployed (those out of work for 27 weeks or longer) and accounted for 44% of the total unemployed figure. The U-6 measure of unemployment (total unemployed, plus all marginally attached workers, plus part-time workers for economic reasons) was virtually unchanged in July at 16.1%.
 
In the FOMC’s statement released on August 9th, the Fed reaffirmed their dour outlook for the economy, emphasizing that growth this year has been “considerably slower than the Committee expected,” and as such, “now expects a somewhat slower pace of recovery over coming quarters than it did at the time of the previous meeting and anticipates that the unemployment rate will decline only gradually.”
 
Real GDP (annualized economic growth) - The median GDP growth forecast for Q2 2011 is +2.0%. The median forecast for the next six quarters are +2.4%, +2.7%, +2.4%, +2.6%, 2.8% and 3.0%.
 
After considerable revisions to Q1 GDP (0.4% vs. 1.9%) and an underwhelming initial Q2 reading of 1.3%, many indicators point to an economy that is likely to continue to slog along at best. The consensus of many of the participants in the survey was for continued growth, albeit at a less than robust pace. Bank of America summed it up well, writing that “the US and global economy are in a feeble “rehab” recovery and a trio of shocks has hit the economy - surging oil prices, the Japan disruption and the debt crises in Europe and the US. We cannot rule out that this is the "straw that breaks the camel’s back."
 
The second release of Q2 GDP is due from the Commerce Department on August 26th.
 
Consumer Prices - The median annualized consumer inflation forecast for Q2 2011 is +3.3%. The median forecast for the next five quarters are +3.1%, +2.4%, +1.9%, 2.0% and 2.1%.
 
The consumer price index (CPI) increased 0.5% in July, higher than the 0.2% rise expected by economists surveyed prior to the release. Year-over-year consumer prices were higher by 3.6%. Stripping out food and energy from the calculation, the core rates were up 0.2% for the month and 1.8% for the year.
 
The rising cost of fuel made up the bulk of the increase, rising 4.7% in July after being down 6.8% in June. Other areas in the report showing the largest increases were in rents, the largest contributing factor to CPI, apparel, tobacco and prescription drugs. Unfortunately, as these items become more expensive, the average consumer becomes less willing, or able, to purchase discretionary items like big flat screen TV’s, new furniture and other home furnishings, or perhaps the vacation planned out of state, instead settling for the “staycation.” In fact, according to a report released by the Commerce Department, consumer spending during the month of June was flat, after being down in both May and April.
 
One of the greatest contributors to consumers’ spending is consumer sentiment. With such volatility in the markets, like the roller coaster ride witnessed in the equity markets recently, uncertainty abounds in the mind of the consumer making them (us) more cautious and less inclined to spend. If the extreme volatility continues too long, casting an even larger shadow of doubt over the economy, households may boost savings even more, forcing the hand of businesses to lower prices and reduce production until demand returns, creating a deflationary spiral of sorts.
 
 
The Interest Rate Forecast
 
Overnight Fed Funds - The MEDIAN fed funds forecast for Q3 2011 is 0.25%. The MEDIAN forecast for the next five quarters are 0.25%, 0.25%, 0.25%, 0.25% and 0.25%. The current fed funds target rate is a range between 0.00% and 0.25%.
 
From the Fed: “The Committee decided today to keep the target range for the federal funds rate at 0 to 1/4 percent.  The Committee currently anticipates that economic conditions--including low rates of resource utilization and a subdued outlook for inflation over the medium run--are likely to warrant exceptionally low levels for the federal funds rate at least through mid-2013.”
 
Some other notable statements lifted directly from the Fed’s FOMC statement on August 9th:
·         “economic growth so far this year has been considerably slower than the Committee had expected.”
·         “Indicators suggest a deterioration in overall labor market conditions”
·         “Household spending has flattened out”
·         “Investment in nonresidential structures is still weak”
·         “The housing sector remains depressed”
 
In light of these realities, Bank of America has pushed their forecast beyond even the Fed’s mid-2013 timeframe, suggesting that a rate increase does not occur “before Q1 2014, at the earliest.”
 
Two-year Treasury-note - The average 2-year yield forecast for Q3 2011 is 0.44%. The average yield forecast for the next sixquarters are 0.59%, 0.73%, 0.93%, 1.10%, 1.31% and 1.63%. The current 2-yr Treasury yield is 0.20%.
 
Q3 2011
Q4 2011
Q1 2012
Q2 2012
Q3 2012
Q4 2012
Q1 2013
Current Survey
(August 2011)
0.44%
0.59%
0.73%
0.93%
1.10%
1.31%
1.63%
Prior Survey
(July 2011)
0.78%
0.99%
1.21%
1.47%
1.80%
2.16%
2.48%
 
10-year Treasury-note - The average 10-year yield forecast for Q3 2011 is 2.75%. The average forecast for the next six quarters are 2.93%, 3.10%, 3.27%, 3.43%, 3.57% and 3.73%. The current 10-year yield is 2.09%.
 
Q3 2011
Q4 2011
Q1 2012
Q2 2012
Q3 2012
Q4 2012
Q1 2013
Current Survey
(August 2011)
2.75%
2.93%
3.10%
3.27%
3.43%
3.57%
3.73%
Prior Survey
(July 2011)
3.31%
3.54%
3.71%
3.86%
4.07%
4.26%
4.44%
 
30-year Treasury-bond - The average 30-year yield forecast for Q3 2011 is 4.06%. The average forecast for the next six quarters are 4.22%, 4.33%, 4.48%, 4.62%, 4.73% and 4.82%. The current 30-year yield is 3.42%.
 
Q3 2011
Q4 2011
Q1 2012
Q2 2012
Q3 2012
Q4 2012
Q1 2013
Current Survey
(August 2011)
4.06%
4.22%
4.33%
4.48%
4.62%
4.73%
4.82%
Prior Survey
(July 2011)
4.38%
4.57%
4.71%
4.86%
5.04%
5.20%
5.34%
 
MARKET INDICATIONS AS OF 12:32 P.M. CENTRAL TIME
DOW
Down 38 to 10,953
NASDAQ
Unchanged at 2,381
S&P 500
Down 1.55 to 1,139
1-Yr T-bill
current yield 0.08%; opening yield 0.08%
2-Yr T-note
current yield 0.20%; opening yield 0.19%
5-Yr T-note
current yield 0.91%; opening yield 0.91%
10-Yr T-note
current yield 2.09%; opening yield 2.10%
30-Yr T-bond
current yield 3.42%; opening yield 3.44%
 

LOTS OF DATA TO DIGEST AS MARKETS FOCUS ON EUROPE
 
Thursday, August 18, 2011
 
FED OFFICIALS SHIFT WORRY TO EUROPEAN BANKS
The Wall Street Journal reported this morning that the New York Fed has been holding extensive meetings with the leaders of the U.S. divisions of large European banks to address fears that the European debt crisis will spill over into the U.S. banking system. According to the Journal, NY Fed officials are “very concerned” that these banks will face funding difficulties since they rely heavily on borrowed funds. Although there has been quite a bit of bad news hitting the tape, the spark that ignited this morning’s stock market tumble seems to be Europe (again).  
 
Another major contributor to this morning’s stock drop was the Philly Fed Index which plunged from +3.4 to -30.7 in August, the lowest level in 2½ years.  The 34 point month-to-month swing was the biggest since October 2008 when the financial markets were in utter turmoil. The drop was a complete surprise as the median forecast was for only a slight decline to +2.0.   
 
Freddie Mac reported this morning that the average 30-year average fixed rate mortgage had fallen from 4.32% to 4.15%, setting a new record low in a series dating back 40 years.  The previous low of 4.17% was set last November.  Despite this, the Mortgage Banker Association applications index for new mortgage loans fell 10.1% for the week ending August 12th to the lowest level in over a year.    
 
On Tuesday, industrial production for July jumped 0.9%, nearly double expectation.  The driving force was a 5.2% rise in auto output.  It appears as though the Japanese parts shortage that crippled auto production in the second quarter, ended in July.  If this is indeed the case, the 1.2 percentage point negative contribution to Q2 GDP could reverse itself and boost Q3 economic growth beyond general expectations.
 
The inflation data for July was released this week, and there was a bit more inflation at both the producer and consumer level than expected. Overall PPI was up 0.2%, and PPI core rose 0.4%.  On a year-over-year basis, overall PPI is now up 7.2%.  By contrast, overall CPI increased 0.5% for the month, more than doubling forecast, but most of the consumer price increase was a result of a 4.7% rise in gasoline prices. CPI core (which excludes food and energy prices) was up only 0.2% for the month.  On a year-over-year basis, CPI core increased by 1.8%.  Although this is still within the Fed’s target range, YOY core CPI has risen from 0.6% nine months earlier, creating a troubling trend. However, WTI crude oil prices, which have been trending lower for months, are down another $4 this morning to $83, twenty-seven percent below the recent high of $115 in April. Average gasoline prices have declined by $0.50 since May and will likely continue to fall in the short-term, reflecting the drop in oil.     

The DOW is now down 383 points after being down more than 500 earlier. The 10-year Treasury hit a record low of 1.97%, less than two weeks after S&P lowered the U.S. Treasury debt rating, while Gold reached a new high of $1,829. Both have since receded.
 
Treasury prices continue to rally all along the curve, driving yields to eye-popping lows.  The 5-year Treasury is now trading at 0.87%. Clearly, the U.S. continues to be the world’s safe harbor despite the downgrade.  
 
Falling oil and gas prices and record low borrowing rates are reason for optimism. 
 
On a side note, the U.S. Justice Department is now investigating S&P for alleged improper rating of mortgage-backed securities leading to the 2008 financial crisis.
 

MARKET INDICATIONS AS OF 11:25 A.M. CENTRAL TIME
DOW
DOWN 383 to 11,027
NASDAQ
DOWN 102 to 2,409
S&P 500
DOWN 42 to 1,147
1-Yr T-bill
current yield 0.08%; opening yield 0.08%
2-Yr T-note
current yield 0.19%; opening yield 0.19%
5-Yr T-note
current yield 0.87%; opening yield 0.91%
10-Yr T-note
current yield 2.09%; opening yield 2.17%
30-Yr T-bond
current yield 3.47%; opening yield 3.56%
 

 
FED ON HOLD UNTIL AT LEAST MID-2013
 
Tuesday, August 9, 2011
 
FED ACKNOWLEDGES SLOWDOWN
Following its meeting today the Federal Reserve’s policy setting Federal Open Market Committee released a statement that acknowledged the deterioration in the economy in recent weeks. I have included the text of the statement at the end of this message as it is fairly short and includes a pretty somber assessment of current conditions. The Fed stated, “economic growth so far this year has been considerably slower than the Committee had expected. Indicators suggest a deterioration in overall labor market conditions in recent months, and the unemployment rate has moved up. Household spending has flattened out, investment in nonresidential structures is still weak, and the housing sector remains depressed.” See the Fed’s statement below for additional details.
 
Importantly, the Fed also “decided today to keep the target range for the federal funds rate at 0 to 1/4 percent. The Committee currently anticipates that economic conditions -- including low rates of resource utilization and a subdued outlook for inflation over the medium run -- are likely to warrant exceptionally low levels for the federal funds rate at least through mid-2013.” Essentially the Fed is telling the market that they don’t anticipate raising the fed funds rate until the middle of 2013, or later. That’s nearly two years from now! The action was not unanimous as three members voted against, preferring instead to maintain the previous “extended period” language. That is a large number of dissents for a committee that is accustomed to no more than one dissent and indicates a growing difference of opinion among committee members.
 
TWO-YEAR TREASURY TRADES TO ALL-TIME LOW AT 0.16%
The Fed’s announcement has sparked yet another rally in bond prices. The two-year T-note, which was yielding around 0.28% prior to the release, immediately rallied to a new all-time low, at one point touching 0.157% before falling back slightly to 0.18%. Yields all along the curve have fallen with the five-year now yielding less than 1% at 0.95%, the 10-year down to 2.22%, and the 30-year at 3.59%. Stocks have been extremely volatile, with a 500 point intraday swing.
 
The volume of market moving news in recent days has been nothing short of spectacular and it has been very difficult to keep up with the quickly shifting landscape. Between the Euro-zone problems, the debt ceiling debate, the S&P ratings downgrade, the stock market sell-off, and now this, it’s just very difficult to get a handle on what all is happening and what the ultimate impact will be. The one thing that seems clear is that yields on short-term investments will remain depressed for quite some time.

MARKET INDICATIONS AS OF 2:46 P.M. CENTRAL TIME
DOW
Up 306 to 11,116 (3 weeks ago it was 12,700)
NASDAQ
Up 89 to 2,447 (3 weeks ago it was 2,850)
S&P 500
Up 39 to 1,158 (3 weeks ago it was 1,345)
1-Yr T-bill
current yield 0.10%; opening yield 0.11%
2-Yr T-note
current yield 0.19%; opening yield 0.26% (Was 0.47% in early July)
5-Yr T-note
current yield 0.94%; opening yield 1.08% (Was 1.73% in early July)
10-Yr T-note
current yield 2.20%; opening yield 2.32% (Was 3.18% in early July!)
30-Yr T-bond
current yield 3.60%; opening yield 3.65% (Was 4.40% in early July)
 
TEXT OF FOMC STATEMENT
Federal Open Market Committee Aug. 9, 2011 Statement: Full Text
 
Information received since the Federal Open Market Committee in June indicates that economic growth so far this year has been considerably slower than the Committee had expected. Indicators suggest a deterioration in overall labor market conditions in recent months, and the unemployment rate has moved up. Household spending has flattened out, investment in nonresidential structures is still weak, and the housing sector remains depressed.
 
However, business investment in equipment and software continues to expand. Temporary factors, including the damping effect of higher food and energy prices on consumer purchasing power and spending as well as supply chain disruptions associated with the tragic events in Japan, appear to account for only some of the recent weakness in economic activity. Inflation picked up earlier in the year, mainly reflecting higher prices for some commodities and imported goods, as well as the supply chain disruptions.
 
More recently, inflation has moderated as prices of energy and some commodities have declined from their earlier peaks. Longer-term inflation expectations have remained stable.
 
Consistent with its statutory mandate, the Committee seeks to foster maximum employment and price stability. The Committee now expects a somewhat slower pace of recovery over coming quarters than it did at the time of the previous meeting and anticipates that the unemployment rate will decline only gradually toward levels that the Committee judges to be consistent with its dual mandate.
 
Moreover, downside risks to the economic outlook have increased. The Committee also anticipates that inflation will settle, over coming quarters, at levels at or below those consistent with the Committee's dual mandate as the effects of past energy and other commodity price increases dissipate further. However. the Committee will continue to pay close attention to the evolution of inflation and inflation expectations.
 
To promote the ongoing economic recovery and to help ensure that inflation, over time, is at levels consistent with its mandate, the Committee decided today to keep the target range for the federal funds rate at 0 to 1/4 percent. The Committee currently anticipates that economic conditions -- including low rates of resource utilization and a subdued outlook for inflation over the medium run -- are likely to warrant exceptionally low levels for the federal funds rate at least through mid-2013. The Committee also will maintain its existing policy of reinvesting principal payments from its securities holdings. The Committee will regularly review the size and composition of its securities holdings and is prepared to adjust those holdings as appropriate.
 
The Committee discussed the range of policy tools available to promote a stronger economic recovery in a context of price stability. It will continue to assess the economic outlook in light of incoming information and is prepared to employ these tools as appropriate.
 
Voting for the FOMC monetary policy action were: Ben S. Bernanke, Chairman; William C. Dudley, Vice Chairman; Elizabeth A. Duke; Charles L. Evans; Sarah Bloom Raskin; Daniel K. Tarullo; and Janet L Yellen.
 
Voting against the action were: Richard W. Fisher, Narayana Kocherlakota, and Charles I. Plosser, who would have preferred to continue to describe economic conditions as likely to warrant exceptionally low levels for the federal funds rate for an extended period
 

 
SOME KEY POINTS OF THE TREASURY AND AGENCY DOWNGRADE
 
August 8, 2011
 
TREASURY DOWNGRADE – Friday, August 5, 2011
  •  On Friday, S&P downgraded the U.S. long-term debt rating one notch from AAA to AA+.
  • The downgrade was expected.  The timing might have been a bit early.
  • The outlook remained negative, although the U.S. was removed from CreditWatch.  
  • S&P cited the opinion that the recent deficit plan “falls short of what is necessary to stabilize the government’s medium term debt dynamics,” and that the downgrade reflects their view that “the effectiveness, stability, and predictability of American policy-making and political institutions have weakened.”  The rating agency also said it was pessimistic that the political parties would be able to bridge the gulf over fiscal policies and agree on a broader plan.    
  • The short-term rating is unaffected at A1+, the highest possible short-term rating.  This means that money market funds will not be forced to sell Treasuries. 
  • The U.S. had held its AAA rating for seven decades.
  • S&P made a $2 trillion error in their calculation, initially forecasting debt to be $22.1 trillion in 10 years, which would be 93% of GDP, before admitting to the error and concluding that debt would be only $20.1 trillion or $85% of GDP. 
  • On August 2nd, the day the debt ceiling extension was passed, both Moody’s and Fitch affirmed the Aaa rating, but said additional deficit-reduction measures would be required in order to retain the rating going forward.
  • China, the largest foreign owner of U.S. debt, said the U.S. should “cure its addiction to debt” and “live within its means.”    
  • The U.S. will auction $72 billion in new Treasury debt this week.  This will be the first test of the new market.     
  • There are 16 AAA-rated countries remaining, including Australia, Austria, Canada, Denmark, Finland, France, Germany, the Isle of Man, Luxembourg, the Netherlands, New Zealand, Norway, Singapore, Sweden, Switzerland and the United Kingdom.
The bottom line is that nothing has changed from Friday in terms of U.S. ability and willingness to pay its obligations. The equity markets have plunged, presumably in anticipation of weaker future earnings as the economy slows, which is fully expected, especially if the necessary austerity measures go into place later this year. As investors flee stocks, they’re rushing to the “safe harbor” of U.S. Treasury debt, which is driving yields to fresh lows. If this seems contrary to rational thought, it is, but then again, these are uncharted waters. A portfolio manager in Boston was quoted in today’s WSJ saying “We have a lack of precedents for this, and that’s the most unnerving thing.”   
 
AGENCY DOWNGRADE – Monday, August 8, 2011  
  • On Monday, S&P downgraded the long term debt rating of Fannie Mae, Freddie Mac, the Federal Farm Credit Bank (FFCB) and Federal Home Loan Banks (FHLB) from AAA to AA+. 
  • Once Treasuries had been downgraded, it was simply a matter of time for the agencies.
  • S&P said the downgrade reflects the GSEs’ “direct reliance on the U.S. government.”
  • Moody’s and Fitch GSE ratings are still AAA.
  • There is no evidence of investors jettisoning their agency securities.  In fact, like Treasuries, agency yields are nearing record lows on many spots along the curve. 
Because government money market funds and investment pools hold short-term securities, they will maintain their AAA-ratings. 

MARKET INDICATIONS AS OF 4:50 P.M. CENTRAL TIME
DOW
DOWN 635 to 10,810
NASDAQ
DOWN 174 to 2,258
S&P 500
DOWN 80 to 1,119
1-Yr T-bill
current yield 0.11%; opening yield 0.11%
2-Yr T-note
current yield 0.26%; opening yield 0.29%
5-Yr T-note
current yield 1.08%; opening yield 1.25%
10-Yr T-note
current yield 2.32%; opening yield 2.56%
30-Yr T-bond
current yield 3.65%; opening yield 3.85%
 

 
LABOR REPORT IS LESS WEAK THAN FEARED
 
Friday, August 5, 2011
 
JOB GROWTH TOPS ANEMIC FORECAST
The financial markets breathed a sigh of relief as the monthly employment report showed that the economy had created more jobs than analysts had forecast. In the company survey, non-farm payrolls rose by 117k in July, slightly above the Bloomberg median forecast for 85k, while the total number of jobs created in the prior three months was revised higher by a total of 56k.
 
Government employment continued to fall, with another 37k positions disappearing in July, most of this due to a partial shutdown of the Minnesota state government. On the positive side, manufacturing jobs increased by 24k, health care jobs by 31k and retail jobs by 26k. 
 
In the separate household survey, the unemployment rate actually fell from 9.2% to 9.1%. But this is a bit deceptive as the household sector reported net job loss of 38k, counter-balanced by 193k presumably discouraged workers leaving the labor force. According to the Bureau of Labor Statistics (BLS), in the past two months, the labor force has shrunk by 450k workers. The percentage of the population holding a job fell to 58.1% in July, the lowest since 1983.  
 
There are now a reported 13.9 million people officially unemployed in the U.S., with 44% or 6.2 million, unemployed for 27-weeks or more. Another 8.4 million workers are employed part-time, but would prefer to be working longer hours. The U6 measure of unemployment, which captures everyone who would accept a full-time position if one were offered, fell from 16.2% to 16.1%.          
 
Overall, the July employment report was better than expected, but still paints a picture of a struggling labor market. It’s not simply a question of unemployed workers not trying hard enough to find jobs; the jobs don’t seem to be available. According to the most recent BLS Job Openings and Labor Turnover (JOLT) survey, there were three million job openings in May.  Although this is 41% higher than the low point in July 2009, it’s still well below the JOLT survey peak of 4.8 million job openings in March 2007. The BLS reported that when the recession began in December 2007, the ratio of unemployed workers to job openings was nearly 2 to 1. When the recession ended in June 2009, the ratio had risen to 6 to 1. In May 2011, it was still almost 5 to 1.
 
The DOW is down in early trading after falling 1,350 points, or more than 10%, in the previous two weeks. The financial markets apparently didn’t digest the debt ceiling deal well. Many economists have lowered forecasts for future economic growth and pushed back the targeted date for the first Fed rate hike. Yesterday, Primary Dealer BNP Paribas lowered 2011 second half growth forecast from 3.00% to 2.25%, and 2012 growth from 2.8% to 2.1%, while pushing back the initial Fed tightening another five quarters from Q3 2012 to Q4 2013. 
 
With massive cuts in U.S. government spending on tap, and European debt problems escalating yet again, the prospect for a new recession is alive and well. Martin Feldstein, the head of the National Bureau of Economic Research (NBER), the private research organization that determines when the U.S. is officially in and out of recession, said on Tuesday that the U.S. stood a 50-50 chance of entering recession and went on to say that 5 of 9 committee members believe we are already in recession. The NBER looks at sales, employment, production and real income, instead of the more commonly recognized measure of two consecutive quarters of negative GDP growth.
 
Sorry for all the bad news on a Friday
 
Good news for sports fans - The 2011 college football season kicks off in exactly four weeks with #7 Boise State visiting #22 Georgia, while the NFL season begins on Thursday, September 8th, as the New Orleans Saints face the Green Bay Packers.       

MARKET INDICATIONS AS OF 9:50 A.M. CENTRAL TIME
DOW
DOWN 45 to 11,338
NASDAQ
DOWN 27 to 2,530
S&P 500
DOWN 7 to 1,193
1-Yr T-bill
current yield 0.005%; opening yield 0.005%
2-Yr T-note
current yield 0.29%; opening yield 0.26%
5-Yr T-note
current yield 1.19%; opening yield 1.09%
10-Yr T-note
current yield 2.47%; opening yield 2.40%
30-Yr T-bond
current yield 3.72%; opening yield 3.67%
 

 
ECONOMIC DATA WEIGHS ON MARKET MINDSET
 
Wednesday, August 3, 2011
 
RESOLUTION TO DEBT CEILING DOESN’T HELP MUCH
Although the debt ceiling debate may be over for the time being, the malaise affecting financial markets lingers on. Coming off a terrible GDP report last Friday we were hoping markets would get a chance to celebrate the debt ceiling deal, but any relief from the debt deal was short-lived at best. Renewed concern about Spain, Portugal, and Italy has sent their bond yields sharply higher with 10-year debt for each now well over 6%. Meanwhile, U.S. economic data continues to highlight the depth of our own problems.
 
The ISM manufacturing index collapsed to 50.9, well below the 54.5 reading that economists had expected and barely above the breakeven 50.0 mark that delineates expansion from contraction. Other components of the index were weak as well with new orders falling to 49.2 and production falling to 52.3, both were the lowest since June 2009.  The employment component declined to 53.5, the weakest since December 2009. Today’s report on the ISM non-manufacturing index was not much better, dropping to 52.7 from 53.3. The major components in this report were also weak as new orders slid to 51.7 and employment fell to 52.5.
 
A report from employment firm Challenger, Gray & Christmas showed that announced layoffs in July were the highest in 16 months, increasing for a third straight month as firms announced plans to fire 66,414 workers, a 59% increase from July 2010. The slowdown we have witnessed in recent months is spilling over into corporate payrolls, not a good sign for the employment picture. The ADP employment report did bring a temporary sigh of relief as it showed private payrolls increased by 114k in July, just above the estimated 100k. Markets will be much more focused on Friday’s official employment report from the Bureau of Labor Statistics. The take away from all of these reports seems to be that the economy is barely treading water.

U.S. CREDIT RATINGS AFFIRMED BY MOODY’S, AND FITCH
Both Moody’s and Fitch affirmed the United States’ triple-A credit ratings, but that doesn’t mean we are out of the woods yet. Moody’s said the U.S. had a negative outlook and more must be done to reduce the future path of deficit spending and spiraling debt. Fitch plans a thorough review. Standard & Poor’s has yet to make an announcement, but had previously stated unless a deal to reduce the deficit by $4 trillion over ten years could be reached, a downgrade was likely. Based on those statements and the much smaller reduction made by the recent debt ceiling compromise, many expect a downgrade to AA. It is unclear what the real impact of this would be however, as U.S. Treasuries currently account for some 30% of the AAA universe and are still considered one of the safest investments around.
 
The market is certainly not shying away from U.S. debt. Yesterday the two-year Treasury note matched its all time record low yield at 0.316%. The 10-year T-note currently yields 2.60%, down 40 bps from early last week. Even the 30-year bond has broken below 4.00%. Stocks have not taken the economic news well. Since peaking at 12,810 in late April, the Dow Jones Industrial Average has shed 900 points to 11,903. The S&P 500 is off nearly 8% from its April 29th high. A late day rally has put the major indices in positive territory for the day, breaking a string of seven straight down days.

MARKET INDICATIONS AS OF 3:20 P.M. CENTRAL TIME
DOW
Up 30 to 11,896
NASDAQ
Up 24 to 2,693
S&P 500
Up 6 to ,1260
1-Yr T-bill
current yield 0.14%; opening yield 0.15%
2-Yr T-note
current yield 0.33%; opening yield 0.316% (Record Low!)
5-Yr T-note
current yield 1.26%; opening yield 1.22%
10-Yr T-note
current yield 2.61%; opening yield 2.61%
30-Yr T-bond
current yield 3.89%; opening yield 3.91%
 

 
GDP DATA ADDS TO GLOOM
 
Friday July 29, 2011
 
CONGRESS BICKERS WHILE GDP COLLAPSES
There has been lots of economic news hitting the wire in recent days, but with a few exceptions, the data has not gotten the attention of the markets. Obviously, the focus has been on the debt ceiling and the deficit reduction discussion. Of course, these talks, which are getting nowhere, are definitely having a negative effect. Uncertainty is never good for the markets. Today’s Q2 GDP data briefly took the spot light and should serve as a slap to the face of our elected representatives in Washington. While they bicker about plans that will have, at most, a trivial impact on the long range debt, the economy is getting worse, confidence is collapsing, and our status as the largest, safest, most liquid investment market on the planet is being seriously jeopardized.
 
Realize that even the most aggressive budget cutting plans would reduce spending by just $4 trillion over 10 years. That may sound like a lot, but it is only $400 billion per year. The deficit this year will easily exceed $1.4 trillion (www.usdebtclock.org). So the plan would still result in annual deficits in the vicinity of $1 trillion. And that assumes economic growth averaging around 4%.
 
Unfortunately, economic growth is nowhere near 4%. In fact, today’s report on Q2 GDP showed the economy grew at a meager 1.3% in the quarter ended June 30th, well below the 1.8% economists had predicted. To make matters worse, first quarter growth was revised sharply lower to 0.4% from a previously reported 1.9%. The Commerce Department also issued revisions going all the way back to 2003. I’ll spare you most of the details, but suffice it to say the revisions only made things look worse. GDP shrank 5.1% from the fourth quarter of 2007 to the second quarter of 2009, a full percentage point lower than the previously reported 4.1% and the sharpest contraction in the post World War II era.
 
Economists have been busy lowering their forecasts for future growth and pushing back the dates for eventual rate hikes, which are nowhere in sight. The shenanigans in Washington are making matters much worse and threatening to throw the economy right back into recession, or worse. Financial markets are more focused on the risks to economic growth than to a U.S. default. Stock markets have been falling all week, but despite the increasing risk of a default, Treasury note prices are higher, pushing bond yields lower. Treasuries with maturities from two- to ten-years have rallied sharply following today’s GDP release. The yield on the two-year T-note has fallen to 0.37%, down from 0.44% on Wednesday, and the 10-year yield has fallen to 2.85% from 3.00%. Short-term Treasury-bills are bucking the trend with their yields higher in recent days as investors hoard cash and build liquidity that will see them through any financial market disruptions that may occur.
 
For a more lighthearted view, consider this, CNBC reported on Thursday that the daily statement from the U.S. Treasury reflected an operating cash balance of $73.8 billion at the end of the day on Wednesday. Apple’s last earnings report showed that they held $76.2 billion in cash and marketable securities. As CNBC reported, “the world’s largest tech company has more cash than the world’s largest sovereign government.”
 
MARKET INDICATIONS AS OF 11:30 A.M. CENTRAL TIME
DOW
DOWN 66 to 12,174
NASDAQ
DOWN 4 to 2,762
S&P 500
DOWN 4 to 1,297
1-Yr T-bill
current yield 0.20%; opening yield 0.20%
2-Yr T-note
current yield 0.37%  opening yield 0.42%
5-Yr T-note
current yield 1.52%; opening yield 1.39%
10-Yr T-note
current yield 2.95%; opening yield 2.84%
30-Yr T-bond
current yield 4.26%; opening yield 4.18%
 

 
ON THE DEBT CEILING AND THE DEFICIT
 
Friday July 22, 2011
 
Congress Argues Deficit with Less Than Two Weeks to Go
The debt ceiling debate continues with less than two weeks remaining to reach an agreement before the August 2nd date.  In recent weeks, public sentiment has shifted to support, with 55% of the public now believing that a failure to raise the debt ceiling would be "a real and serious problem" and 18% saying it would not.  According to Congressional Research Service, the debt ceiling has been raised 74 times since March 1962 and 10 times since 2001, so the practice itself is common.  What makes it different this time is the rapid acceleration in Federal spending that’s occurred over the past three years, and threats by Standard & Poor’s, Moody’s and Fitch to downgrade U.S. Treasury debt unless a credible deficit reduction plan can be reached soon.    
 
The one thing everyone agrees on is that spending has to be contained. The problem is that 80% of budgeted spending is on Social Security, Medicare, Medicaid, unemployment/welfare, defense spending and interest on the national debt. Most Americans don’t want to make cuts to any of these programs.  In a CNN poll of 1,009 Americans conducted July 18-20, 66% said they would support raising the debt ceiling while cutting between two and four trillion in government spending over the next 10 years and raising taxes on some businesses and higher-income Americans.  But, when asked about specific cuts, only 12% would be in favor of reductions to Medicare, 16% to Social Security, 22% to Medicaid, 30% to the pensions of retired government workers and 47% to the military.  Although it wasn’t addressed in this particular poll, a majority of Americans strongly favor cutting foreign aid.  The problem is that this amounts to only 1% of the Federal budget. 
 
Congressional leaders denied on Thursday that a deal was near.  There are a number of proposals on the table but with the GOP adamantly opposing tax increases of any kind and many Democrats refusing to accept cuts in Social Security and Medicare, compromise won’t be easy.  President Obama and Speaker John Boehner are reportedly working on a deal that would include $3 trillion in spending cuts and a tax overhaul that could raise $1 trillion, while the “Gang of Six,” a bipartisan group of three Democrat and three Republican Senators, unveiled a plan for $3.7 trillion in debt reduction over the next decade; 74% of the reduction would come from non-specific spending cuts, while 26% would come from tax increases …although the tax part is even less clear.  According to an article in Thursday’s WSJ, two separate summaries, provided by Gang members themselves, outline $1.2 trillion in additional taxes to help shrink future deficits, as well as tax reductions of $1.5 trillion.

MARKET INDICATIONS AS OF 10:55 A.M. CENTRAL TIME
DOW
DOWN 34 to 12,689
NASDAQ
UP 10 to 2,845
S&P 500
DOWN 3 to 1,339
1-Yr T-bill
current yield 0.17%; opening yield 0.17%
2-Yr T-note
current yield 0.39%  opening yield 0.40%
5-Yr T-note
current yield 1.52%; opening yield 1.55%
10-Yr T-note
current yield 2.99%; opening yield 3.01%
30-Yr T-bond
current yield 4.28%; opening yield 4.31%
 

 
JULY 2011 BLOOMBERG INTEREST RATE AND ECONOMIC SURVEYS
 
Monday, July 11, 2011
 
From June 28 through July 7, 2011, Bloomberg News surveyed 65 top economists for their most recent opinions on the U.S. economy and interest rates. The following are summaries of their responses:
 
The Economic Forecast
Unemployment Rate - The median forecast for Q3 2011 unemployment is 8.8%. The median forecast for the next five quarters are 8.6%, 8.5%, 8.4%, 8.2% and 8.0%.  The current unemployment rate is 9.2%.
 
After gaining an average of 215k new jobs in the three month period between February through April, nonfarm company payrolls rose by an average of only 21k in May and June, while the unemployment rate crept higher at 9.2%.  It was fourth straight increase in the unemployment rate following a hopeful and unexpected dip to 8.8% in February. The broader U6 measure of unemployment, representing all those who would accept a full-time position if one were offered, rose from 15.8% to 16.2% in June. Since the Bloomberg survey was taken before the ugly June labor report was released, most economists are expected to dampen their forecasts. Thus, these suddenly stale survey results should be taken with a grain of salt. 
 
Real GDP (annualized economic growth) - The median GDP growth forecast for Q2 2011 is +2.3%. The median forecast for the next five quarters are +3.2%, +3.2%, +2.8%, +3.0% and 3.0%.  The Q1 2011 GDP was +1.9%.
 
The final GDP report for the first quarter of 2011 showed that the U.S. economy had grown at a 1.9% annual rate, a significant decline from the 3.1% pace of the final quarter of 2010 and a disappointment to those who envisioned a self-sustaining recovery. Business inventories added 1.3 percentage points to Q1 GDP, after subtracting 3.4 percentage points in the prior quarter.  Real final sales, which excludes the change in inventories, increased by only 0.6%.  The outlook for Q2 is for marginal improvement, with GDP growth estimated to be up 2.3%, although where this improvement will come from is unclear.        
 
Consumer Prices - The median annualized consumer inflation forecast for Q3 2011 is +3.4%. The median forecast for the next five quarters are +3.2%, +2.5%, +2.1%, 2.1% and 2.2%.  The current YOY CPI is +3.6%.
 
As long as the Fed believes that inflation is in check, they can afford to hold interest rates at the current accommodative levels.  Although food and energy prices are still elevated, Fed officials believe high prices on the underlying commodities are transitory.  Apparently, economists agree with the Fed as CPI is expected to fall from 3.6% to 2.1% by this time next year.   
 
The Interest Rate Forecast
Overnight Fed Funds - The MEDIAN fed funds forecast for Q3 2011 is 0.25%. The MEDIAN forecast for the next five quarters are 0.25%, 0.25%, 0.38%, 0.75% and 1.25%. The current fed funds target rate is a range between 0.00% and 0.25%.
 
Again, the severely disappointing June labor market report, released after the survey was taken, will likely cause economists to revise rate forecasts downward.  The Fed has now held the overnight funds rate target steady at 0.00% to 0.25% since December 2008 in attempt to encourage borrowing and spark economic growth. This  hasn’t worked as hoped, but a rate increase while unemployment is on the rise would probably make conditions worse.  Although most experts are now calling for the initial rate increase in Q3 2012, the notion that tightening is another year away has been a consistent call for the last 10 quarters.      
 
Two-year Treasury-note - The average 2-year yield forecast for Q3 2011 is 0.78%. The average yield forecast for the next fivequarters are 0.99%, 1.21%, 1.47%, 1.80% and 2.16%. The current 2-yr Treasury yield is 0.36%.
 
 
Q3 2011
Q4 2011
Q1 2012
Q2 2012
Q3 2012
Q4 2012
Q1 2013
Current Survey
(July 2011)
0.78%
0.99%
1.21%
1.47%
1.80%
2.16%
2.48%
Prior Survey
(June 2011)
0.99%
1.24%
1.59%
1.94%
2.31%
2.57%
N/A
 
Although the overnight rate will likely be anchored near 0.00% for another year, the yield curve is expected to steepen significantly in the next 12- to 18-months. To illustrate this point, compare the highlighted current Treasury rate to the Q2 2012 forecasted yield. 
 
10-year Treasury-note - The average 10-year yield forecast for Q3 2011 is 3.29%. The average forecast for the next five quarters are 3.50%, 3.75%, 3.90%, 4.08% and 4.20%. The current 10-year yield is 2.94%.
 
 
Q3 2011
Q4 2011
Q1 2012
Q2 2012
Q3 2012
Q4 2012
Q1 2013
Current Survey
(July 2011)
3.31%
3.54%
3.71%
3.86%
4.07%
4.26%
4.44%
Prior Survey
(June 2011)
3.42%
3.62%
3.82%
3.97%
4.16%
4.35%
N/A
 
30-year Treasury-bond - The average 30-year yield forecast for Q3 2011 is 4.38%. The average forecast for the next five quarters are 4.57%, 4.71%, 4.86%, 5.04% and 5.20%. The current 30-year yield is 4.24%.
 
 
Q3 2011
Q4 2011
Q1 2012
Q2 2012
Q3 2012
Q4 2012
Q1 2013
Current Survey
(July 2011)
4.38%
4.57%
4.71%
4.86%
5.04%
5.20%
5.34%
Prior Survey
(June 2011)
4.55%
4.74%
4.89%
5.02%
5.18%
5.33%
N/A

 

MARKET INDICATIONS AS OF 10:45 A.M. CENTRAL TIME

DOW
Down 147 to 12,510
NASDAQ
Down 49 to 2,811
S&P 500
Down 23 to 1,319
1-Yr T-bill
current yield 0.16%; opening yield 0.16%
2-Yr T-note
current yield 0.36%; opening yield 0.39%
5-Yr T-note
current yield 1.48%; opening yield 1.58%
10-Yr T-note
current yield 2.94%; opening yield 3.03%
30-Yr T-bond
current yield 4.24%; opening yield 4.23%

 
YET ANOTHER DISAPPOINTMENT ON THE LABOR FRONT
 
Friday, July 8, 2011
 
COMPANY HIRING SLOWS TO A CRAWL
Although yesterday’s relatively strong June ADP employment number had hinted at upward bias for the June labor market report, this wasn’t the case.  The June unemployment rate rose to the highest level of the year at 9.2%, and nonfarm payrolls gained only 18k jobs.  A recent Bloomberg survey of 85 economists showed a range of payroll forecasts from +40k to +175k, and a median forecast of 105k.
 
Compounding this morning’s ugly report was a prior month revision that knocked the May payroll gain of 54k down to only 25k.  By comparison, in the three-month period from February to April, nonfarm payrolls rose an average of 215k.
 
State and local governments continued to shed jobs with another 39k positions eliminated.  Private sector payrolls, which exclude government jobs, increased by 57k in June after a 73k gain in May.  Analysts had forecasted 132k private sector hires.  
 
Some of the lesser numbers were also problematic.  The average workweek fell 0.3% to 34.3 hours and average hourly earnings fell a penny to $22.99, while the labor market participation rate dropped to 64.1%, the lowest since March 1984. One of the obstacles to a meaningful rebound in hiring is that there are so many people not working, or working part-time because they have no choice, that as new jobs are created there is likely to be an ever-increasing number of hopeful workers in line to apply. As evidence of this, the broader U6 measure of unemployment, which includes everyone who would accept a full-time job if one were offered, rose from 15.8% to 16.2%.
  
The target date for initial Fed tightening has been pushing back well into next year, and traders and economists are discussing the possibility of a QE3, although there is virtually no public appetite for another Fed purchase program when the merits of the last one are still being questioned. 
 
Bond market prices are up in early trading, dragging yields lower, while the equity markets are taking it on the chin, with the DOW down over 100 points in early trading.

MARKET INDICATIONS AS OF 8:40 A.M. CENTRAL TIME
DOW
DOWN 108 to 12,611
NASDAQ
DOWN 26 to 2,847
S&P 500
DOWN 13 to 1,340
1-Yr T-bill
current yield 0.16%; opening yield 0.18%
2-Yr T-note
current yield 0.39%; opening yield 0.47%
5-Yr T-note
current yield 1.59.%; opening yield 1.73%
10-Yr T-note
current yield 3.03%; opening yield 3.14%
30-Yr T-bond
current yield 4.30%; opening yield 4.37%
 

 
ADP REPORT SUGGESTS BETTER NONFARM PAYROLLS TOMORROW
 
Thursday, July 7, 2011
 
APD Employment Signals Improvement on the Labor Front  
Last month, a surprisingly weak May ADP employment report showing only 36k new jobs, foreshadowed a hugely disappointing Labor Department May nonfarm payroll report in which only 54k jobs were created. In the prior three-month period, businesses had increased payrolls by a total of 660k. This unexpected decline in payroll growth has reverberated through other economic data, damaging confidence and slowing spending. This morning, the ADP report for June was a positive surprise for a change. The average forecast was for 70k jobs, but the actual number was +157k.  This suggests that the average forecast for a nonfarm payroll increase of 105k may be on the low side. Although the correlation between the two labor market measures is suspect, a substantial bounce-back in June employment would be a welcomed event in an otherwise lousy period. The June labor market report is scheduled for release Friday morning. The unemployment rate is expected to remain at 9.1%.           
 
News of the Weak
It’s been a fairly news worthy holiday-shortened week.  On Tuesday afternoon, Moody's cut Portugal's credit rating by four notches, taking it below investment grade to Ba2.  By comparison, the current rating for Greece stands at CCC, the lowest among rated countries.  
   
On Wednesday, California Republican Gary Miller proposed a reform bill that would merge Fannie and Freddie into a single government-owned non-profit corporation. This is merely a proposal, but it seems a more likely possibility than transitioning the two mortgage giants over into the private sector.    
 
A headline in Wednesday’s Wall Street Journal proclaimed that "For Small Businesses, Recession Isn't Over." The article went on to say that uncertainty and inflationary pressures have caused small companies to delay new hiring and capital purchases. In fact, 70% of small businesses have no plans to hire new workers in the coming year, according to a recent US Bancorp survey of 1,004 U.S. companies with annual revenue of $10 million or less.
 
Also on Wednesday, the ISM non-manufacturing (service sector) index fell from 54.6 to 53.3 in June, a bit lower than forecasted.  By contrast, in the previous week, the ISM manufacturing index actually rebounded  from May, exceeding forecasts by rising from 53.5 to 55.3. Although any number above 50 still indicates expansion, both indexes have fallen from recent highs.  
 
While the U.S. Central Bank is expected to hold interest rates steady in 2012 or beyond, the rest of the world is either already in tightening mode, or heading in that direction. On Wednesday, China raised its one-year benchmark deposit rate by 25 bps to 3.50%.  It was the third increase this year and fifth in eight months.  On Thursday, the European Central Bank raised its benchmark rate by 25 bps to 1.50%.  The UK held its benchmark rate steady at 0.50%, but is expected to hike rates later this year.   
 
MARKET INDICATIONS AS OF 2:55 P.M. CENTRAL TIME
DOW
Up 98 to 12,724
NASDAQ
Up 38 to 2,872
S&P 500
Up 14 to 1,350
1-Yr T-bill
current yield 0.18%; opening yield 0.17%
2-Yr T-note
current yield 0.47%; opening yield 0.43%
5-Yr T-note
current yield 1.74%; opening yield 1.66%
10-Yr T-note
current yield 3.15%; opening yield 3.11%
30-Yr T-bond
current yield 4.38%; opening yield 4.36%
 
 

Training Calendar

The Texas Public Funds Investment Act requires treasurers, chief financial officers, and investment officers of local governments, including all political subdivisions (excluding certain water districts), to receive 10 hours of training on topics pertaining to the Act within the first 12 months after assuming duties and every two years thereafter. For state agencies and institutions of higher education (including community colleges), investment officers are required to attend one training session within six months of assuming duties and every two years thereafter.


The Center for Public Management (CPM) at the University of North Texas offers several programs designed to meet the training requirements of the Public Funds Investment Act and the needs of trainees. To view a calendar of upcoming training workshops, visit the CPM website.
 

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